• Recommendation in relation to false statements in annual securities reports, etc. of Olympus Corporation
• annual report 2010/2011(PDF)
• Pamphlet(PDF)
• Recommendation for Administrative Action based on Findings of the Inspection of Citigroup Global Markets Japan Inc.
• Recommendation for Administrative Action based on Findings of the Inspection of UBS Securities Japan Ltd.
• Regarding the disciplinary action taken by the Securities and Futures Commission of Hong Kong against an investment advisor based in Hong Kong and its Chief Investment Officer for committing an inappropriate trading concerning the shares of Japan Airlines Corporation publicly traded in the Japanese stock market
• Towards Enhanced Market Integrity - Policy Statement of New SESC -(PDF)
• Basic Securities Inspection Policy and Program for 2011
• Inspection Manual for Credit Rating Agencies(PDF)
• Inspection Manual of financial instruments business operators(PDF)

  * International Conference, etc

• Participation in the IOSCO Asia-Pacific Regional Committee (APRC)
• Commissioner Yoshida's Business Trip to the UK
• Commissioner Kumano's Business Trip to the UK
• Participation in the IOSCO Annual Conference
• Participation in the IOSCO Asia-Pacific Regional Committee (APRC)
• Commissioner Fukuda's Business Trip to Hong Kong and Singapore
• The SESC Chairman, Mr.Takahashi, will visit the securities regulatory authorities of Europe
• Commissioner Kumano's Business Trip to the UK
• The Second Internet Surf Day

Pamphlet	annual report 2010/2011 (PDF : 5,979KB)

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