• Recommendation for Administrative Action based on Findings of the Inspection of RBS Securities Japan Limited
• Pamphlet(PDF)
• annual report 2008/2009(PDF)
• Recommendation for Administrative Action based on Findings of the Inspection of BNP Paribas Securities (Japan) Limited
• Inspection Manual of financial instruments business operators(PDF)
• Basic Inspection Policy and Inspection Program for Business Year 2009
• The Project for Reviewing the Inspection Process(PDF)
• Basic Inspection Policy and Inspection Program for Business Year 2008(PDF)
• The SESC started Subscribing to E-mail Information Service
• Our Answers to Your Questions about the Financial Instruments and Exchange Act (FSA Web site)
• Towards Enhanced Market Integrity - Policy Statement of New SESC -(PDF)

• Chairman of Australian Securities and Investments Commission visited SESC
• Chairman of Russian Federal Securities Market Commission visited SESC

  * International Conference, etc

• Commissioner Kumano's Business Trip to the UK
• Participation in the IOSCO Annual Conference
• Participation in the IOSCO Asia-Pacific Regional Committee (APRC)
• Commissioner Fukuda's Business Trip to Hong Kong and Singapore
• Commissioner Kumano's Business Trip to the UK

  * Tokyo Enforcement Seminar

• March 9th - 11th, 2009
• March 3th - 6th, 2008
• October 16th -19th, 2006
• February 6th -10th, 2006
• December 13th -17th, 2004
• December 1st -5th, 2003
• November 25th - 29th, 2002

Pamphlet	Annual Report 2008/2009 (PDF : 7,447KB)

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