SESC Latest Topics No.9«February 2015»
Last Updated : February 24, 2015
|SESC Latest Topics No.9«February 2015»||Last Updated : February 24, 2015|
What’s New on the SESC Website
(Month of February 2015)
This page contains the latest in events, developments, and updates to the SESC website.
“Financial Instruments Business Operators under on-site inspection by the SESC”Available in Japanese
(Following press release is available in Japanese)
Financial Instruments Businesses etc.
February 24, 2015:
The Director-General of the Kanto Local Financial Bureau announced the results of an inspection of DoorWave Inc. (“the Company”), a Specially Permitted Business Notifying Person.
February 23, 2015:
In response to a petition filed on January 14, 2015, by the SESC with the Tokyo District Court for an injunction against Masters DPB Limited and its manager to prohibit and suspend it from engaging in investment management based on a Discretionary Investment Contract without statutory registration, a court order was issued as per the content of the petition.
False Disclosure Statement
February 2, 2015:
The SESC filed charges against the suspected company and two suspects with the Tokyo District Public Prosecutors Office for violations of the Financial Instruments and Exchange Act. The suspected company, TAIYO SHOKAI INC., listed its shares on Centrex at the Nagoya Stock Exchange, Inc. (The suspected company changed its name from NowLoading Co., Ltd. to the current name on April 1, 2014.)
- Press Releases &PublicationsPage list
- Financial Instruments Businesses etc
- Market Misconduct
- False Disclosure Statement
- International relations
- Brochure (PDF)
- Annual Report
- About the SESCPage list
- SESC’s Policy Statement for the 9th Term
- Overview and Organization
- Meet the Commissioners