Last Updated : September 26, 2017
What’s New on the SESC Website
(Month of August 2017)
This page contains the latest in events, developments, and updates to the SESC website.
(Following press release is available in Japanese)
|September 8, 2017:
Recommendation to impose an administrative penalty order against an employee of CCS Inc. and an employee who committed insider trading related to shares of CCS Inc. using the information provided from the employee.
The SESC recommended that the Prime Minister and the Commissioner of the FSA impose an administrative penalty order of 660,000 yen against an employee of CCS Inc. (hereinafter referred to as “offender (1)”), and of 1,330,000 yen against an offender who received the information from offender (1) (hereinafter referred to as “offender (2)”).
|September 1, 2017:||
The SESC recommended that the Prime Minister and the Commissioner of the FSA impose an administrative penalty order of 2,080,000 yen against an offender who committed market manipulation in violation of the Financial Instruments and Exchange Act.
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