Policy Assessments and Strategic Priorities
- Publication of the summary from "The JFSA Strategic Priorities July 2022-June 2023"
- Publication of the summary from "The JFSA Strategic Priorities July 2021-June 2022"
- Publication of the summary from "JFSA priorities for July 2020-June 2021"
- Publication of summary points from JFSA policy assessments and strategic priorities 2019 "JFSA’s Initiatives for User Oriented Financial Services in a New Era - Financial Services Policy: Assessments and Strategic Priorities 2019"
- Publication of summary points from JFSA policy assessments and strategic priorities 2018 "For Providing Better Financial Services in the Era of Transition - Financial Services Policy: Assessments and Strategic Priorities 2018"
- Publication of Summary Points from 2017-2018 Strategic Directions and Priorities
- Publication of Summary Points from Progress and Assessment of the Strategic Directions and Priorities 2016-2017
- Publication of Summary Points from 2016-2017 Strategic Directions and Priorities
- Publication of Summary Points from Progress and Assessment of the Strategic Directions and Priorities 2015-2016
- Publication of Summary Points from 2015-2016 Strategic Directions and Priorities
Policy Approaches to Strengthen Cyber Security in the Financial Sector
- Publication of reports on IT and cybersecurity initiatives
- Update of the Policy Approaches to Strengthen Cyber Security in the Financial Sector
- Publication of a report on cybersecurity across the financial sector
- Financial Industry-Wide Cybersecurity Exercise (Delta Wall Ⅶ)
- Publication of the Policy Approaches to Strengthen Cyber Security in the Financial Sector
Financial Monitoring Policy
- Basic Guidelines for Financial Inspection (
Available in Japanese
)
- Publication of Highlights of the Financial Monitoring Policy for 2014-2015
- Publication of the Financial Monitoring Policy for 2014-2015
- Publication of Highlights of the Financial Monitoring Report for 2014-2015 (
Available in Japanese
)
-
JFSA’s supervisory approaches
- Revision of "JFSA’s supervisory approaches - Replacing checklists with engagement -"
- Call for comments in English on "JFSA’s supervisory approaches - Replacing checklists with engagement -"
- "Transforming the JFSA's supervisory approaches," recommendation by the Advisory Group on Supervisory Approaches
JFSA’s Approaches to Prudential Supervision
JFSA’s Approaches to Compliance Risk Management
- Publication of the summary of “JFSA’s Approach to Compliance Risk Management” and “Trends and Issues in Compliance Risk Management”
- Publication of the finalized “Discussion Paper on Dialogues and Practices Regarding Financial Institutions’ IT Governance”
- Publication of "Supervisory Guidance on Climate-related Risk Management and Client Engagement"
- Meeting of the Financial Monitoring Council (June 7, 2021)
Replacing checklists with engagement (Presentation by Ryozo Himino, Vice Minister for International Affairs, Financial Services Agency, Japan, at Session I, Supervisory approaches for Oversight of Intermediaries, of the CFTC International Regulators Meeting, Boca Raton, Florida, March 13, 2018)
-
Inspection Manuals(These documents were repealed on December 18, 2019.)
Inspection Manual for Deposit-Taking Institutions (last-updated in June, 2014 for English version)
Financial Inspection Rating System for Deposit-Taking Institutions
Inspection Manual for Insurance Companies
Inspection Rating System for Insurance Companies
Past Supervisory Policies and Financial Monitoring Policies
- Reference: link to Securities and Exchange Surveillance Commission website and Certified Public Accountants and Auditing Oversight Board website
- Basic Inspection Guidelines (Securities and Exchange Surveillance Commission website) (
Available in Japanese
)
The Securities Inspection Policy and the Program for 2013 (Securities and Exchange Surveillance Commission website) (16/April/2013)
- Basic Guidelines on Inspections by Certified Public Accountants and Auditing Oversight Board (Certified Public Accountants and Auditing Oversight Board website) (
Available in Japanese
)
- Oversight Policy and Plan: To Further Ensure the Quality of Audits (Certified Public Accountants and Auditing Oversight Board website) (
Available in Japanese
)
- Basic Audit Plan and Inspection Plan for Administrative Year 2013 (Certified Public Accountants and Auditing Oversight Board website) (Available in Japanese
)
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