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Investment Management & Registration Procedures

Business registration procedures

We have published the "Guidebook for Registration of Investment Management Business and Other Financial Instruments Businesses" to provide information on registration procedures for financial instruments businesses, including investment management businesses, and to reduce the burden on overseas asset managers and other financial businesses when entering Japan. In this guidebook, the registration types required for each major business type related to the asset management business are explained in an easy-to-understand manner, using flowcharts and illustrations. An outline of the registration approval process and requirements is also explained.

https://www.fsa.go.jp/en/policy/marketentry/guidebook.html

If you are considering establishing an asset management business in Japan, please make use of this Guidebook.

Moreover, please refer to the following page for the English guidebook on the necessary procedures for foreign asset managers and FinTech companies planning to establish a business base in Japan (compiled by the Tokyo Metropolitan Government with the cooperation of the FSA).

Asset Managers & FinTech Companies Registration Guidebook (Page Translation)