Final Report of the Working Group on Financial Inspection Manuals

clilk here

Membership of the Working Group on Financial Inspection Manuals

General Structure

Table of Contents

Part 1. Basic Concepts

Part 2. Draft Financial Inspection Manuals

I.      Compliance System Checklist

II.     Risk Management Systems Checklists

   (1)  Risk Management Systems Checklists (Common Items)

   (2)  Credit Risk Management Checklist and Manual

        1)  Credit Risk Management System Checklist

        2)  Credit Risk Management Manual

• Inspections of self-assessments on asset quality
  
  
• Inspections of Write-offs and Reserves
  
  
• Inspections of capital adequacy ratios

   (3)  Market Risk Management Checklist

   (4)  Liquidity Risk Management Checklist

   (5)  Operational Risk Management Checklist

   (6)  Computer System Risk Management Checklist