Last Updated : February 26, 2018
What’s New on the SESC Website
(Month of February 2018)
This page contains the latest in events, developments, and updates to the SESC website.
(Following press release is available in Japanese)
Financial Instruments Businesses etc.
|January 26, 2018:||
Recommendation to impose an administrative penalty order against an officer of a contract negotiator of Anshin Guarantor Service Co.,Ltd. and against an offender who committed insider trading related to shares of Anshin Guarantor Service Co.,Ltd. using the information provided from an officer of Anshin Guarantor Service Co.,Ltd., and against an officer of Anshin Guarantor Service Co.,Ltd.
The SESC recommended that the Prime Minister and the Commissioner of the FSA impose administrative penalty orders of 5,540,000 yen against an officer of a contract negotiator of Anshin Guarantor Service Co.,Ltd. (hereinafter referred to as “offender (1)”), and of 5,030,000 yen against an officer of Anshin Guarantor Service Co.,Ltd. (hereinafter referred to as “offender (2)”), and of 10,070,000 yen against an offender who received the information from offender (2) (hereinafter referred to as “offender (3)”).
|January 25, 2018:||
The SESC filed charges against two suspects with the Tokyo District Public Prosecutors Office for violation of the Financial Instruments and Exchange Act (FIEA). The conduct underlying the charges is as described below.
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