適格機関投資家等特例業者等
Business Operators, etc., Engaging in Specially Permitted Businesses for Qualified Institutional Investors, etc.

適格機関投資家等特例業者等
Business Operators, etc., Engaging in Specially Permitted Businesses for Qualified Institutional Investors, etc.

<ご注意>

このリストに掲載されている届出者は、監督当局から連絡を取ることができず、その営業所又は事務所を確知できない状況となっております。

掲載されている届出者は、速やかに届出を行った管轄財務局等にご連絡ください。

なお、公表日から30日を経過しても届出を行った管轄財務局等に連絡がない場合は、別途、金融商品取引法の規定に基づき、聴聞等の行政手続を行った上で適格機関投資家等特例業務の廃止を命ずることがあります。

<IMPORTANT REMINDER>

(1)Those notified operators whose names were published on this list are those competent Authority cannot make contact with them and is not able to identify the location of their business offices.

(2)Those notified operators whose names were published on this list are required to contact competent Local Finance Bureau, etc. immediately.

(3)If no contacts were made to competent Local Finance Bureau, etc. though 30 days elapsed since the date of the publication of the name, competent Authority may, having performed the administrative procedures such as legal hearings, etc. under the provisions of the Financial Instruments and Exchange Act, order the notified operator to abolish the Specially Permitted Businesses for Qualified Institutional Investors, etc. operation.

<注意> Attention!PDFExcel

PDF問題があると認められた届出者リスト(The List of Notified Business Operators of Specially Permitted Businesses for Qualified Institutional Investors, etc., whom our authority recognized having problems in their operations [Deleted the Business Entities or Persons from the List of Notified Business Operators of Specially Permitted Businesses for Qualified Institutional Investors, etc.]) (平成28年6月30日現在、As of June 30, 2016)

EXCEL問題があると認められた届出者リスト(The List of Notified Business Operators of Specially Permitted Businesses for Qualified Institutional Investors, etc., whom our authority recognized having problems in their operations [Deleted the Business Entities or Persons from the List of Notified Business Operators of Specially Permitted Businesses for Qualified Institutional Investors, etc.]) (平成28年6月30日現在、As of June 30, 2016)