(Provisional translation)
December 27, 2010
Financial Services Agency
FSA publishes an English translation of Annual Supervisory Policies for Financial Instruments Business Operators, etc. for Program Year 2010
The FSA published today an English translation of Annual Supervisory Policies for Financial Instruments Business Operators, etc. for Program Year 2010
Annual Supervisory Policies for Financial Instruments Business Operators, etc. for Program Year 2010 (PDF:100KB)- Reference: Composition of Supervisory Policies (Financial Instruments Business Operators, etc.) (PDF:101KB)
Contact
Financial Services Agency
Tel +81-(0)3-3506-6000 (main)
Securities Business Division, Supervisory Bureau (ext. 3354)
Site Map
- Press Releases & Public RelationsPage list Open
- Press Releases
- Press Conferences
- Official Statements
- FSA Weekly Review & ACCESS FSA
- Speeches
- For Financial Users
- Others
- Archives
- Laws & RegulationsPage list Open
- Name of Laws and Regulations(PDF)
- Recent Changes (Legislation, Ordinances, Guidelines)
- Guidelines
- Financial Instruments and Exchange Act
- Financial Monitoring Policy
- Public Comment
- No-Action Letter System
- Procedures concerning Foreign Account Management Institutions
