FSA Weekly Review No.25 December 18, 2012

What's New on the FSA Website

Week of December 10 - 14, 2012

This page contains the latest in events, developments, and updates to the FSA website.

Press Conferences

(Excerpt)

December 12, 2012: Press Conference by the Minister for Financial Services (December 7, 2012)
http://www.fsa.go.jp/en/conference/minister/2012/20121207.html

Press Releases

(Following press releases are available in English)

SecuritiesDecember 14, 2012: Administrative Action against Standard & Poor’s Ratings Japan K.K.
http://www.fsa.go.jp/en/news/2012/20121214-1.html

SecuritiesDecember 11, 2012: Authorization of the Merger of Tokyo Stock Exchange Group Inc. and Osaka Securities Exchange Co., Ltd. etc.
http://www.fsa.go.jp/en/news/2012/20121211-1.html

(Following press releases are available in Japanese)

OthersDecember 14, 2012: Please beware of websites abusing the FSA logo and symbol.
http://www.fsa.go.jp/ordinary/chuui/20121214.htmlopen new window

SecuritiesDecember 14, 2012: Administrative Action against Standard & Poor’s Ratings Japan K.K.
http://www.fsa.go.jp/news/24/syouken/20121214-3.htmlopen new window

SecuritiesDecember 14, 2012: December 14, 2012: Administrative Action against SEVEN INVESTORS Corporation
http://www.fsa.go.jp/news/24/syouken/20121214-8.htmlopen new window

SecuritiesDecember 14, 2012: Administrative Action against Vivace Capital Management Co., Ltd.
http://www.fsa.go.jp/news/24/syouken/20121214-7.htmlopen new window

SecuritiesDecember 14, 2012: Administrative Action against Shinsei Investment Management Co., Ltd.
http://www.fsa.go.jp/news/24/syouken/20121214-4.htmlopen new window

InsuranceDecember 14, 2012: Overview of major life insurance and non-life insurance companies’ financial results as of September 30, 2012, published
http://www.fsa.go.jp/news/24/hoken/20121214-6.htmlopen new window

BanksDecember 14, 2012: Draft partial revision to the “Comprehensive Guidelines for the Supervision of Major Banks, etc.,” and the “Comprehensive Guidelines for Supervision of Financial Instruments Business Operators, etc.” published
http://www.fsa.go.jp/news/24/ginkou/20121214-2.htmlopen new window

Public CommentDecember 14, 2012: Results of public comments, etc. concerning the “Draft Cabinet Office Ordinance for Partial Revision of the Cabinet Office Ordinance on Definitions under Article 2 of the Financial Instruments and Exchange Act and the Cabinet Office Ordinance on Restrictions on Securities Transactions, etc.” published
http://www.fsa.go.jp/news/24/syouken/20121214-1.htmlopen new window

BanksDecember 14, 2012: Network of Support for Small and Medium Enterprises established
http://www.fsa.go.jp/news/24/ginkou/20121214-5.htmlopen new window

Public CommentDecember 13, 2012: Results of public comments, etc. concerning the draft revision to the “Cabinet Office Ordinance on Financial Instruments Business, etc.,” published
http://www.fsa.go.jp/news/24/syouken/20121213-2.htmlopen new window

CouncilsDecember 13, 2012: Financial System Council “Working Group on Method of Regulations on Banks which Contribute to Stability of the Financial System, etc. (12th)” held
http://www.fsa.go.jp/singi/singi_kinyu/ginkou_wg/siryou/20121213.htmlopen new window

BanksDecember 12, 2012: Draft Partial Revision to the Notice on Capital Adequacy Ratio Regulations (1st Pillar) published
http://www.fsa.go.jp/news/24/ginkou/20121212-1.htmlopen new window

SecuritiesDecember 12, 2012: List of Firms Engaged in Specially Permitted Business for Qualified Institutional Investors which Made False Notification, etc. updated
http://www.fsa.go.jp/ordinary/chuui/tekikaku.htmlopen new window

CouncilsDecember 12, 2012: Financial System Council’s “Working Group on Review of Investment Trust and Investment Corporation System” published its final report
http://www.fsa.go.jp/singi/singi_kinyu/tosin/20121212-1.htmlopen new window

CouncilsDecember 11, 2012: Business Accounting Council’s 32nd Audit Subcommittee held
http://www.fsa.go.jp/singi/singi_kigyou/siryou/kansa/20121211.htmlopen new window

CouncilsDecember 11, 2012: Financial System Council’s “Working Group on Insider Trading Regulations (6th)” held
http://www.fsa.go.jp/singi/singi_kinyu/insider_h24/siryou/20121211.htmlopen new window

SecuritiesDecember 11, 2012: Authorization of the Merger of Tokyo Stock Exchange Group Inc. and Osaka Securities Exchange Co., Ltd. Announced
http://www.fsa.go.jp/news/24/syouken/20121211-1.htmlopen new window

Press ConferenceDecember 10, 2012: Press Conference by the Minister for Financial Services (December 7, 2012)
http://www.fsa.go.jp/common/conference/minister/2012b/20121207-1.htmlopen new window

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