Legislation & Guidelines

Legislation

• Name　of　Laws　and　Regulations,　FSA　Japan (translated by research staff of FRTC)
• Banking Act(English(PDF:587K), Japanese-English(PDF:1,027K))
• Financial Instruments and Exchange Act (English(PDF:1,444K), Japanese-English(PDF:2,769K))
• Insurance Business Act(English(PDF:1,996K), Japanese-English(PDF:3,386K))
• Electronically Recorded Monetary Claims Act.(English(PDF:300K), Japanese-English(PDF:549K))
• Certified Public Accountants Act(English(PDF:317K), Japanese-English(PDF:640K))
  • Order for Enforcement of Certified Public Accountants Act (Japanese-English(PDF: 252K))
  • Ordinance for Enforcement of Certified Public Accountants Act (Japanese-English(PDF: 456K))
  • Ordinance on the Deposit Money of Limited Liability Audit Corporations (Japanese-English(PDF: 185K))
  • Specified Partner Registration Ordinance (Japanese-English(PDF: 143K))

Inspection Manual Japanese version

Guidelines

• Comprehensive Guidelines for Supervision of Financial Instruments Business operators, etc  Available in Japanese
  • Attached List of Formats
• Guideline for Financial Conglomerates Supervision(Available soon)  Available in Japanese
• Guidelines for Personal Information Protection in the Financial Field (translated by research staff of FRTC)
• Administrative Action in the Financial Sector
  Provisional Translation (HTML, PDF)