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Laws & Regulations

Name of Laws and Regulations

Recent Changes (Legislation, Ordinances, Guidelines)

Past

Guidelines

Supervisory Guidelines and Policies

Other Guidelines

Q&As

About Financial Instruments and Exchange Act

Q&As

Financial Monitoring Policy

JFSA’s supervisory approaches

Inspection Manuals(These documents were repealed on December 18, 2019.)


Past Supervisory Policies and Financial Monitoring Policies

Public Comment

Result of Public Comments

Invitation for Public Comments

About No-Action Letter System

No-Action Letter System

  • Introduction of the Prior Confirmation Procedures on the Application of Laws and Regulations by the Financial Services Agency (PDFAvailable in Japaneseopen new window)
  • Details of the Prior Confirmation Procedures on the Application of Laws and Regulations by the Financial Services Agency (Available in Japaneseopen new window)
  • Response to the Prior Confirmation Procedures on the Application of Laws and Regulations (Available in Japaneseopen new window)

General Inquiry on Laws and Regulations

Procedures concerning Foreign Account Management Institutions

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