Discussion Paper on Lifecycle Management of Products, Services and Activities

On June 19, 2024, the FSA published a Discussion Paper on Lifecycle Management of Products, Services and Activities. The document highlights FSA’s fundamental approach to the lifecycle management of products at banks and securities firms. It is based on the results of a survey on the new product approval framework as well as the ongoing risk management of products at G-SIBs’ Japanese entities, major Japanese banks, and major Japanese securities firms. This is the provisional translation of the paper.

Discussion Paper on Lifecycle Management of Products, Services, and Activities（PDF：495 KB）

Contact

Investment Banks and Foreign Firms Monitoring Office, Supervision Bureau, Financial Services Agency

Tel +81-(0)3-3506-6000 (main) (ext. 2280)

Site Map

About FSA Page list Open: Ministerial Team; Organization; Location; Pamphlet; Open Policy Lab
Press Releases & Public Relations Page list Open: Press Releases; Press Conferences; Official Statements; FSA Weekly Review & ACCESS FSA; Speeches; For Financial Users; Others; Archives
Policies & Councils Page list Open: Policies; Councils
Laws & Regulations Page list Open: Name of Laws and Regulations(PDF); Recent Changes (Legislation, Ordinances, Guidelines); Guidelines; Financial Instruments and Exchange Act; Financial Monitoring Policy; Public Comment; No-Action Letter System; Procedures concerning Foreign Account Management Institutions
Regulated Institutions Page list Open: List of Institutions; Administrative Action; Statistics; For those engaging in High Speed Trading; To Operators of Specially Permitted Businesses for Qualified Institutional Investors, etc.; Asia Region Funds Passport (ARFP)
FSA Weekly Review & ACCESS FSA Page list Open: Back Number (2022); Back Number (2021); Back Number (2020)

top of page