FSA Weekly Review No.67 October 15, 2013

What's New on the FSA Website

Week of October 7- 11, 2013

This page contains the latest in events, developments, and updates to the FSA website.

Press Releases

 (Following press releases are available in Japanese)

OthersOctober 11, 2013: The third meeting of the Review Panel Regarding Japanese version of Stewardship Code will be held
http://www.fsa.go.jp/news/25/singi/20131011-2.htmlopen new window

SecuritiesOctober 11, 2013: Administrative actions against K2 Investment
http://www.fsa.go.jp/news/25/syouken/20131011-4.htmlopen new window

SecuritiesOctober 11, 2013: Administrative actions against IFA Japan Co., Ltd. http://www.fsa.go.jp/news/25/syouken/20131011-3.htmlopen new window

SecuritiesOctober 11, 2013: Administrative actions against Abraham Private Bank Ltd.
http://www.fsa.go.jp/news/25/syouken/20131011-1.htmlopen new window

OthersOctober 10, 2013: Kagoshima Local Finance Office of Kyushu Local Finance Bureau called for financial measures in response to the disaster in Kagoshima Prefecture resulted from the Typhoon No.24
http://kyusyu.mof.go.jp/rizai/pagekyusyuhp016000030.htmlopen new window

Press ConferenceOctober 10, 2013: Press Conference by Taro Aso, Deputy Prime Minister, Minister of Finance and Minister for Financial Services (October 8, 2013)
http://www.fsa.go.jp/common/conference/minister/2013b/20131008-1.htmlopen new window

OthersOctober 10, 2013: Responses to the comments regarding the draft procurement specification of EDINET for system modification in relation to the change in method to submit securities report
http://www.fsa.go.jp/common/budget/20071119/03.htmlopen new window

OthersOctober 9, 2013: “List of Issuers of Gift Certificates in Repayment Procedures based on the Act on Fund Settlement” updated
http://www.fsa.go.jp/policy/prepaid/index.htmlopen new window

Press ConferenceOctober 8, 2013: Press Conference by Taro Aso, Deputy Prime Minister, Minister of Finance and Minister for Financial Services (October 4, 2013)
http://www.fsa.go.jp/common/conference/minister/2013b/20131004-1.htmlopen new window

InternationalOctober 8, 2013: International Organization of Securities Commissions (IOSCO) published its final report titled “Thematic Review of the Implementation of Principles 6 and 7 of the IOSCO Objectives and Principles of Securities Regulation”
http://www.fsa.go.jp/inter/ios/20131008-1.htmlopen new window
PDFhttp://www.iosco.org/news/pdf/IOSCONEWS300.pdfopen new window (IOSCO press release is available in English)

OthersOctober 8, 2013: “List of unregistered financial instruments business operators” updated
http://www.fsa.go.jp/ordinary/chuui/mutouroku.htmlopen new window

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