What’s New on the FSA Website
Week of November 12 - November 16, 2018
This page contains the latest in events, developments, and updates to the FSA website.
(The following public comment is available in Japanese)
|Nobember 15, 2018||Publication of the finalized amendments to the FSA’s regulatory notice of the “designated IFRSs”
The FSA finalized the amendments to the regulatory notice of the “designated IFRSs” stipulated in the “Regulation for Terminology, Forms and Preparation of Consolidated Financial Statements.” The amended regulatory notice was enforced on November 15, 2018.
(The following press releases are available in English)
(The following press releases are available in Japanese)
|November 16, 2018||Publication of the agenda and handouts of the 17th meeting of the “Working Group on Financial Markets” of the Financial System Council
The FSA published the agenda and handouts of the 17th meeting of the “Working Group on Financial Markets” of the Financial System Council, which was held on November 16, 2018.
|November 16, 2018||Administrative penalty charge against an individual for using fraudulent means regarding stocks of DAIICHI KIGENSO KAGAKU KOGYO CO.,LTD. and six other stocks
On November 15, 2018, the FSA issued an order to impose an administrative penalty charge against an individual for using fraudulent means regarding stocks of DAIICHI KIGENSO KAGAKU KOGYO CO.,LTD. and six other stocks.
|November 13, 2018||Administrative action against Delta Investment Co., Ltd. (The Fukuoka Local Finance Branch Bureau)
The Fukuoka Local Finance Branch Bureau took an administrative action against Delta Investment Co., Ltd., ordering the revocation of the entity’s registration and the improvement of its business operations pursuant to the “Financial Instruments and Exchange Act.” This administrative action is based on a recommendation from the Securities and Exchange Surveillance Commission (SESC) as a result of its on-site inspection.
|November 16, 2018||Activities of the FSA’s Counseling Office for Financial Services Users between July 1 and September 30, 2018
The FSA’s Counseling Office for Financial Services Users offers a counseling service to respond to inquiries and comments from financial services users. Between July 1 and September 30, 2018, the counseling office received 9,364 inquiries and comments, remaining roughly flat from 9,430 cases in the previous quarter (between April 1 and June 30, 2018).
|November 13, 2018||Publication of the agenda and handouts of the ninth meeting of the “Study Group on the Virtual Currency Exchange Services”
The FSA published the agenda and handouts of the ninth meeting of the “Study Group on the Virtual Currency Exchange Services,” which was held on November 12, 2018.
- Laws & RegulationsPage list
- Name of Laws and Regulations(PDF)
- Financial Instruments and Exchange Act
- Recent Changes
- Public Comment
- No Action Letter System
- Procedures concerning Foreign Account Management Institutions
- PrinciplesPage list
- Strategic Directions and Priorities
- Progress and Assessment of the Strategic Directions and Priorities
- Policy Approaches to Strengthen Cyber Security in the Financial Sector
- Financial Monitoring Policy
- AnnouncementsPage list
- Press Conferences
- Press Releases
- Official Statements
- Great East Japan Earthquake-Related Information
- The Earthquake Centered in the Kumamoto Region of Kumamoto Prefecture 2016-Related Information
- List of Institutions
- For those engaging in High Speed Trading
- To Operators of Specially Permitted Businesses for Qualified Institutional Investors, etc.