FSA Weekly Review No.106 July 23, 2014

What’s New on the FSA Website

Week of July 14 - 18, 2014

This page contains the latest in events, developments, and updates to the FSA website.

Press Conferences

July 16, 2014: Press Conference by the Minister for Financial Services (July 15, 2014) Japanese versionopen new window
July 14, 2014: Press Conference by the Minister for Financial Services (July 11, 2014) Japanese versionopen new window

Public Comments

(The following public comment is available in Japanese)

July 14, 2014: Results of public comments on amendments to the "Cabinet Office Ordinance on Financial Instruments Firms Association (JSDA* et al.)"open new window
«Summary»
The FSA published the results of public comments on the amendments to the "Cabinet Office Ordinance on Financial Instruments Firms Association." The amendments revise JSDA's price disclosure system for transactions conducted outside the Financial Instruments Exchange Markets such as those traded by using the Proprietary Trading System.

*Japan Securities Dealers Association

Press Releases

(The Following press releases are available in English)

International

July 18, 2014: PDFFinancial Stability Board published a consultative report "Foreign Exchange Benchmarks"open new window

Others

July 15, 2014: Announcement of personnel changes (announced July 15, 2014)

(The Following press releases are available in Japanese)

Securities

July 18, 2014: Date set for the first hearing of an administrative penalty case concerning a counterparty to a contract with Nojima Corporationopen new window
«Summary»
The FSA published the date of the first hearing of an administrative penalty case concerning a counterparty to a contract with Nojima Corporation, in which the defendant is prosecuted for insider trading.
July 18, 2014: Date set for the first hearing of an administrative penalty case concerning an individual who received information on IMPEX CORPORATIONopen new window
«Summary»
The FSA published the date of the first hearing of an administrative penalty case concerning an individual who received information on IMPEX CORPORATION, in which the defendant is prosecuted for committing insider trading by using information received from an employee of a company in contract negotiations with IMPEX CORPORATION.
July 17, 2014: Updated list of entities who are operating financial instruments business without proper registration (Kanto Local Finance Bureau)open new window
«Summary»
The FSA (Kanto Local Finance Bureau) issued warnings to entities who are operating financial instruments business without proper registration.

Others

July 15, 2014: Publication of financial measures to deal with disasters caused by the heavy rain that accompanied Typhoon No.8 (Yamagata Local Finance Office, Tohoku Local Finance Bureau)open new window
«Summary»
The Yamagata Local Finance Office issued the statement "Financial Measures to deal with disasters caused by the heavy rain that accompanied Typhoon No. 8" to relevant financial institutions. The statement requests financial institutions in Yamagata Prefecture to appropriately deal with victims of the disaster considering their circumstances, such as by making flexible repayment of deposits.

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