What’s New on the FSA Website
Week of July 14 - 18, 2014
This page contains the latest in events, developments, and updates to the FSA website.
Press Conferences
Public Comments
(The following public comment is available in Japanese)
July 14, 2014: | Results of public comments on amendments to the "Cabinet Office Ordinance on Financial Instruments Firms Association (JSDA* et al.)"![]() «Summary» The FSA published the results of public comments on the amendments to the "Cabinet Office Ordinance on Financial Instruments Firms Association." The amendments revise JSDA's price disclosure system for transactions conducted outside the Financial Instruments Exchange Markets such as those traded by using the Proprietary Trading System. *Japan Securities Dealers Association |
---|
Press Releases
(The Following press releases are available in English)
International
July 18, 2014: | ![]() ![]() |
---|
Others
July 15, 2014: | Announcement of personnel changes (announced July 15, 2014) |
---|
(The Following press releases are available in Japanese)
Securities
July 18, 2014: | Date set for the first hearing of an administrative penalty case concerning a counterparty to a contract with Nojima Corporation![]() «Summary» The FSA published the date of the first hearing of an administrative penalty case concerning a counterparty to a contract with Nojima Corporation, in which the defendant is prosecuted for insider trading. |
---|---|
July 18, 2014: | Date set for the first hearing of an administrative penalty case concerning an individual who received information on IMPEX CORPORATION![]() «Summary» The FSA published the date of the first hearing of an administrative penalty case concerning an individual who received information on IMPEX CORPORATION, in which the defendant is prosecuted for committing insider trading by using information received from an employee of a company in contract negotiations with IMPEX CORPORATION. |
July 17, 2014: | Updated list of entities who are operating financial instruments business without proper registration (Kanto Local Finance Bureau)![]() «Summary» The FSA (Kanto Local Finance Bureau) issued warnings to entities who are operating financial instruments business without proper registration. |
Others
July 15, 2014: | Publication of financial measures to deal with disasters caused by the heavy rain that accompanied Typhoon No.8 (Yamagata Local Finance Office, Tohoku Local Finance Bureau)![]() «Summary» The Yamagata Local Finance Office issued the statement "Financial Measures to deal with disasters caused by the heavy rain that accompanied Typhoon No. 8" to relevant financial institutions. The statement requests financial institutions in Yamagata Prefecture to appropriately deal with victims of the disaster considering their circumstances, such as by making flexible repayment of deposits. |
---|
Site Map
- Press Releases & Public RelationsPage list Open
- Press Releases
- Press Conferences
- Official Statements
- FSA Weekly Review & ACCESS FSA
- Speeches
- For Financial Users
- Others
- Archives
- Laws & RegulationsPage list Open
- Name of Laws and Regulations(PDF)
- Recent Changes (Legislation, Ordinances, Guidelines)
- Guidelines
- Financial Instruments and Exchange Act
- Financial Monitoring Policy
- Public Comment
- No-Action Letter System
- Procedures concerning Foreign Account Management Institutions