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FSA Weekly Review No.351
- July 11, 2019
What’s New on the FSA Website
Week of July 1, 2019 - July 5, 2019
This page contains the latest in events, developments, and updates to the FSA website.
Press Conferences
July 4, 2019 | Press Conference by the Minister for Financial Services (June 18, 2019) Japanese version![]() |
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Public Comments
(The following public comments are available in Japanese)
July 3, 2019 | Publication of the finalized regulatory notice designating rules of the Financial Instruments Firms Association based on the “Cabinet Office Order on Financial Instruments Business, etc.” ![]() < Summary> The FSA finalized the regulatory notice designating rules of the Financial Instruments Firms Association based on the “Cabinet Office Order on Financial Instruments Business, etc.” The Cabinet Office Order and the regulatory notice mandate OTC FX margin brokers to implement stress tests and take measures to ensure their managerial soundness. The regulatory notice will be enforced on January 1, 2020. |
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July 2, 2019 | Publication of the draft regulatory notice pertaining to TLAC (Total Loss-Absorbing Capacity) requirements for financial instruments business operators whose parent companies are foreign companies ![]() < Summary> The FSA proposed the draft regulatory notice pertaining to TLAC (Total Loss-Absorbing Capacity) requirements for financial instruments business operators whose parent companies are foreign companies. Based on the ![]() ![]() (1) designate entities to be subject to TLAC requirements among the financial instruments business operators whose parent companies are foreign companies, thereby stipulating the required standards for “internal TLAC” and qualification requirements that should be ensured by the financial instruments business operators who are to be subject to TLAC requirements; and to (2) make other minor technical amendments. |
Press Releases
(The following press releases are available in English)
International
Others
July 5, 2019 | Updated list of issuers of gift certificates in repayment procedures based on the “Payment Services Act” |
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(The following press releases are available in Japanese)
Securities
July 5, 2019 | The second trial of an administrative penalty case against an individual for recommending the purchase of stocks of RUDEN HOLDINGS Co.,Ltd. based on insider information obtained as an officer of the entity ![]() < Summary> On July 12, 2019, the second trial of an administrative penalty case against an individual for recommending the purchase of stocks of RUDEN HOLDINGS Co.,Ltd. based on insider information obtained as an officer of the entity to a non-insider who purchased the stocks based on the officer’s recommendation will be conducted. |
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Others
July 2, 2019 | Publication of “Statistics of NISA and Junior NISA Accounts” as of March 31, 2019 ![]() < Summary> The FSA published “Statistics of NISA and Junior NISA Accounts.” As of March 31, 2019, there were approximately 12.8 million NISA accounts in total, and approximately 16.5 trillion yen (approximately 152.8 billion USD) was invested through the NISA accounts, among which, 133.2 billion yen (approximately 1.2 billion USD) was invested through approximately 1.3 million accounts of Dollar-Cost Averaging NISA (individual saving account for periodic investment) which has started since January 2018. |
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Site Map
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