Japaneseopen new window

(Reference 3)  Useful Links


1) Laws

● Financial Instruments and Exchange Act (the FIEA or the Act)open new window

● Order for the Enforcement of the Financial Instruments and Exchange Act (the Order)open new window

● Cabinet Office Ordinance on Definitions under Article 2 of the Financial Instruments and Exchange Act (the Cabinet Office Ordinance on Definitions)open new window

● Cabinet Office Ordinance on Financial Instruments Business, etc. (the FIB Cabinet Office Ordinance)open new window

● Act on Investment Trusts and Investment Corporations (the Investment Trust Act)open new window

2) Comprehensive Guidelines for Supervision of Financial Instruments Business Operators, etc. (the Guideline for Supervision)
 

3) Guidance to the Asset Management Industry in Japan (Tokyo Metropolitan Government)open new window

4) FAQ on Financial Instruments and Exchange Act (Financial Services Agency) (English only) (FAQ)
 

5) To Those who Operate Fund-Related Businesses in Japan (Financial Services Agency)
 

6) To those engaging in High Speed Trading
 

7) Financial Market Entry Consultation Desk (Financial Services Agency)
 

8) Financial One-Stop Support Service (Tokyo Metropolitan Government)open new window

9) Structure of Financial Instruments and Exchange Act (Kanto Local Finance Bureau) (Japanese only)open new window

PDF10) List of Registered Financial Instruments Business Operators

11) Self-regulatory organizations (financial instruments firms associations)

● Japan Securities Dealers Associationopen new window
● Japan Investment Advisers Associationopen new window
● The Investment Trusts Association, Japanopen new window
● Type II Financial Instruments Firms Associationopen new window
● The Financial Futures Association of Japanopen new window
 

12) Financial Instruments Mediation Assistance Center (FINMAC)open new window

13) Real Estate Investment Advisory Businesses (Ministry of Land, Infrastructure, Transport and Tourism) (Japanese only)open new window

 

Note: The web pages of the links provided in this Guidebook, including the links above, may not be the latest information reflecting all the revisions of the relevant laws and regulations.

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