Guideline for Financial Conglomerates Supervision
I Basic Concepts concerning Financial Conglomerates Supervision
II Evaluation Points for Financial Conglomerates Supervision (Viewpoints)
- II-1 Governance
- II-2 Financial Soundness
- II-2-1 Capital Adequacy
- II-2-2 Risk Management System
- II-2-2-1 Risk Management (General)
- II-2-2-2 Credit Risk Management System
- II-2-2-3 Market Risk Management System
- II-2-2-4 Liquidity Risk Management System
- II-2-3 Equivalence of Conglomerate Supervision by Foreign Supervisory Authorities
- II-3 Operational Appropriateness
- II-3-1 Compliance System
- II-3-2 Appropriateness of Intra-group Transactions
- II-3-3 Operational Risk Management System
- II-3-4 System Risk Management System
- II-3-4-1 System Integration Risk Management System
- II-3-5 Crisis Management System
- II-3-6 Capital Increase
- II-3-7 Protection of Customer Information
III Focal Points related to the Administration of Supervision
- III-1 Closer Cooperation with Other Departments
- III-1-1 Cooperation within Supervisory Departments
- III-1-2 Cooperation with Inspection Departments
- III-1-3 Joint Meetings of Supervisory and Inspection Departments
- III-1-4 Cooperation with Foreign Supervisory Authorities
- III-2 System for Exchange of Opinions
Site Map
- About FSAPage list Open
- Ministerial Team
- Organization
- Location
- Annual Reports
- Financial Policies Monitor
- Laws & RegulationsPage list Open
- Name of Laws and Regulations(PDF)
- Legislation
- Guidelines
- Financial Instruments and Exchange Act
- Recent Changes
- Public Comment
- Basel
- No Action Letter System
- Procedures concerning Foreign Account Management Institutions
- PrinciplesPage list Open
- Strategic Directions and Priorities
- Progress and Assessment of the Strategic Directions and Priorities
- Policy Approaches to Strengthen Cyber Security in the Financial Sector
- Financial Monitoring Policy
- AnnouncementsPage list Open
- Press Conferences
- Press Releases
- Official Statements
- Speeches
- Disaster-related Information (Support for Disaster Victims)
- Others