Legislation & Guidelines
Legislation
Name of Laws and Regulations, FSA Japan (PDF:274KB)
For the full text, please search here by name of laws and regulations ⇒
- 2013 Amendment Act of Financial Instruments and Exchange Act, etc.
Outline(PDF:139KB)
Briefing Materials (PDF:485KB)
- Financial Instruments and Exchange (Amendment) Act of 2012
Outline (PDF:152KB)
Briefing Materials (PDF:280KB)
Inspection Manual (Japanese version
)
Guidelines
Comprehensive Guidelines for Supervision of Financial Instruments Business operators, etc Available in Japanese
- Guideline for Financial Conglomerates Supervision Available in Japanese
Guidelines for Personal Information Protection in the Financial Field (translated by research staff of FRTC)
- Administrative Action in the Financial Sector
Provisional Translation (HTML,PDF)
Points to be Considered regarding Disclosure by way of Foreign Company Registration Statements, etc. (Guideline for the English-language Disclosure System) (PDF:52KB)
Comprehensive Guidelines for Supervision of Financial Market Infrastructures (PDF:730KB)
Available in Japanese(PDF:1,406KB)
Site Map
- Press Releases & Public RelationsPage list Open
- Press Releases
- Press Conferences
- Official Statements
- FSA Weekly Review & ACCESS FSA
- Speeches
- For Financial Users
- Others
- Archives
- Laws & RegulationsPage list Open
- Name of Laws and Regulations(PDF)
- Recent Changes (Legislation, Ordinances, Guidelines)
- Guidelines
- Financial Instruments and Exchange Act
- Financial Monitoring Policy
- Public Comment
- No-Action Letter System
- Procedures concerning Foreign Account Management Institutions