What’s New on the FSA Website

Week of July 22 – 25, 2014

This page contains the latest in events, developments, and updates to the FSA website.

Press Conferences

July 24, 2014:	Press Conference by the Minister for Financial Services (July 22, 2014) Japanese version
July 22, 2014:	Press Conference by the Minister for Financial Services (July 18, 2014) Japanese version

Press Releases

(The Following press release is available in English)

International

July 23, 2014:	Financial Stability Board published a report "Reforming Major Interest Rate Benchmarks"

(The Following press releases are available in Japanese)

Securities

July 23, 2014:	Updated list of qualified institutional investors engaging in a specially permitted business who provided false information (Kanto Local Finance Bureau) «Summary» The FSA (Kanto Local Finance Bureau) issued a warning to qualified institutional investors engaging in a specially permitted business who provided false information to their customers.
July 22, 2014:	Administrative penalty charge against an individual for committing insider trading in connection with a TOB deal of Royal Electric Co., Ltd. «Summary» On July 18, 2014, the FSA issued an order to impose an administrative penalty charge in the case regarding insider trading of stocks of Royal Electric Co., Ltd. using information received from an officer of the company that concluded a contract with the tender offeror.
July 22, 2014:	Administrative penalty charge against an individual for committing insider trading in connection with a TOB deal of IMI Co., Ltd. «Summary» On July 18, 2014, the FSA issued an order to impose an administrative penalty charge in the case regarding insider trading of stocks of IMI Co., Ltd. using information received from an employee of the company that concluded a contract with the tender offeror.
July 22, 2014:	Administrative penalty charge against an employee of a company that concluded a contract with the tender offeror of a TOB deal of IMI Co., Ltd. for committing insider trading «Summary» On July 18, 2014, the FSA issued an order to impose an administrative penalty charge in the case regarding insider trading of stocks of IMI Co., Ltd. by an employee of the company that concluded a contract with the tender offeror.
July 22, 2014:	Administrative penalty charge against Japan Asset Marketing Co., Ltd. for making false statements in securities reports «Summary» On July 18, 2014, the FSA issued an order to impose an administrative penalty charge against Japan Asset Marketing Co., Ltd. for making false statements in its securities reports.
July 22, 2014:	Administrative penalty charge against Airex Inc. for making false statements in securities reports «Summary» On July 18, 2014, the FSA issued an order to impose an administrative penalty charge against Airex Inc. for making false statements in its securities reports.

Others

July 22, 2014:	Announcement of personnel changes (announced July 22, 2014)