FSA Weekly Review No.76 December 16, 2013

What's New on the FSA Website

Week of December 9 – 13, 2013

This page contains the latest in events, developments, and updates to the FSA website.

Topics

“Financial institutions under on-site inspection by the FSA” has been updated
http://www.fsa.go.jp/en/regulated/inspection/index.html

Press Releases

(Following press releases are available in English)

December 13, 2013: The Panel for Vitalizing Financial and Capital Markets Releases its Recommendations
http://www.fsa.go.jp/en/refer/councils/vitalizing/20131213.html

December 13, 2013: Overview of financial results of major insurance companies as of September 30, 2013
http://www.fsa.go.jp/en/news/2013/20131213-1.html

December 12, 2013: Administrative action against Deutsche Securities Inc.
http://www.fsa.go.jp/en/news/2013/20131212-1.html

(Following press releases are available in Japanese)

Public CommentDecember 13, 2013: The draft ordinance for the partial revisions of the Order for Enforcement of the Deposit Insurance Act, etc. in relation to the 2013 revisions to the Financial Instruments and Exchange Act (to be enforced within nine months), etc.
http://www.fsa.go.jp/news/25/20131213-4.htmlopen new window

Public CommentDecember 13, 2013: The draft ordinance, cabinet office ordinance etc. regarding  the 2012 revisions to the Financial Instruments and Exchange Act (in relation to the comprehensive exchange), etc. (excluding the portion related to the conduct control)
http://www.fsa.go.jp/news/25/syouken/20131213-5.htmlopen new window

BanksDecember 13, 2013: Report on the Details of Measures Taken to Deal with Failed Financial Institutions
http://www.fsa.go.jp/news/25/ginkou/20131213-2.htmlopen new window

InsuranceDecember 13, 2013: Overview of financial results of major insurance companies as of September 30, 2013
http://www.fsa.go.jp/news/25/hoken/20131213-1.htmlopen new window

SecuritiesDecember 13, 2013: “List of unregistered financial instruments business operators” updated
http://www.fsa.go.jp/ordinary/chuui/mutouroku.htmlopen new window

OthersDecember 13, 2013: “Recommendations for Vitalizing Financial and Capital Markets” published
http://www.fsa.go.jp/singi/kasseika/20131213.htmlopen new window

Press ConferenceDecember 13, 2013: Press Conference by Taro Aso, Deputy Prime Minister, Minister of Finance and Minister for Financial Services (December 12, 2013)
http://www.fsa.go.jp/common/conference/minister/2013b/20131212-1.htmlopen new window

CouncilsDecember 13, 2013: The tenth meeting of Financial System Council Working Group on the Provision of Risk Money to New/Growth Companies held
http://www.fsa.go.jp/singi/singi_kinyu/risk_money/siryou/20131212.htmlopen new window

OthersDecember 12, 2013: The second meeting of the Review Panel on Regulating Financial Indicators
http://www.fsa.go.jp/singi/shihyo/gijiyousi/20131212.htmlopen new window

BanksDecember 12, 2013: One-stop year-end special consultation meetings for small and medium-sides enterprises and small business owners to be held
http://www.fsa.go.jp/news/25/ginkou/20131212-2.htmlopen new window

SecuritiesDecember 12, 2013: Administrative action against Deutsche Securities Inc.
http://www.fsa.go.jp/news/25/syouken/20131212-1.htmlopen new window

BanksDecember 11, 2013: FSA’s request for active use of the “Guidelines for Personal Guarantee Provided by Business Owners”
http://www.fsa.go.jp/news/25/ginkou/20131211-3.htmlopen new window

OthersDecember 11, 2013: Draft cabinet office ordinance regarding the development of the FSA-related cabinet office ordinances along with the implementation of the act to enforce the partial revision of the Real Estate Specified Joint Enterprise Act
http://www.fsa.go.jp/news/25/kinyu/20131211-2.htmlopen new window

SecuritiesDecember 11, 2013: Decision on an administrative monetary penalty payment order for market manipulation concerning the share of Mimaki Engineering Co.,
http://www.fsa.go.jp/news/25/syouken/20131211-1.htmlopen new window

Press ConferenceDecember 11, 2013: Press Conference by Taro Aso, Deputy Prime Minister, Minister of Finance and Minister for Financial Services (December 10, 2013)
http://www.fsa.go.jp/common/conference/minister/2013b/20131210-1.htmlopen new window

OthersDecember 10, 2013: “List of Issuers of Gift Certificates in Repayment Procedures based on the Act on Fund Settlement” updated
http://www.fsa.go.jp/policy/prepaid/index.htmlopen new window

Public CommentDecember 10, 2013: Results of public comments on the draft Comprehensive Guidelines for Supervision of Clearing Organizations and Book-entry Transfer Institutions
http://www.fsa.go.jp/news/25/sonota/20131210-4.htmlopen new window

BanksDecember 10, 2013: FSA’s request for the enhancement of support for individuals/business owners affected by the Great East Japan Earthquake including so-called “double loan problem”
http://www.fsa.go.jp/news/25/ginkou/20131210-3.htmlopen new window

Public CommentDecember 10, 2013: Draft partial revision of the Comprehensive Guidelines for Supervision of Insurance Companies and the Insurance Inspection Manual
http://www.fsa.go.jp/news/25/hoken/20131210-2.htmlopen new window

OthersDecember 10, 2013: Results of review of annual securities reports for fiscal year ended March 31, 2013 in terms of the status of compliance with the revised regulations
http://www.fsa.go.jp/news/25/sonota/20131210-1.htmlopen new window

OthersDecember 10, 2013: The 46th Financial Service Dispute Resolution Liaison Group held
http://www.fsa.go.jp/singi/singi_trouble/siryou/20131206.htmlopen new window

BanksDecember 9, 2013: “Guidelines for Personal Guarantee Provided by Business Owners” published
http://www.fsa.go.jp/news/25/ginkou/20131209-1.htmlopen new window

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