What’s New on the FSA Website
Week of March 10 - 14, 2014
This page contains the latest in events, developments, and updates to the FSA website.
Topics
“Financial institutions under on-site inspection by the FSA” has been updated
http://www.fsa.go.jp/en/regulated/inspection/index.html
Press Releases
(Following press releases are available in English)
March 14, 2014: FSA and NAIC held the first meeting of the “NAIC-FSA 1st Insurance Regulatory Dialogue”
http://www.fsa.go.jp/en/news/2014/20140314-1.html
March 11, 2014: Memorandum of Cooperation with U.S. Commodity Futures Trading Commission
http://www.fsa.go.jp/en/news/2014/20140311-1.html
(Following press releases are available in Japanese)
InternationalMarch 14, 2014: Exchange of letters with Reserve Bank of India for cooperation in banking supervision
http://www.fsa.go.jp/inter/etc/20140314-1.html
Public CommentMarch 14, 2014: Results of public comments regarding the draft “Attitudes (Disposition Standards) about Disciplinary Action, etc. against Certified Public Accountants and Audit Firms”
http://www.fsa.go.jp/news/25/sonota/20140314-1.html
InternationalMarch 14, 2014: FSA and NAIC (National Association of Insurance Commissioners) held the first meeting of “FSA-NAIC Insurance Regulatory Dialogue”
http://www.fsa.go.jp/inter/etc/20140314-2.html
http://www.naic.org/Releases/2014_docs/us_japan_bilateral_insurance_dialogue.htm (NAIC press release is available in English)
SecuritiesMarch 13, 2014: Important points relating to the methods for receiving dividends, etc. of the listed shares under the NISA account (for those investing in listed shares, ETF, and REIT under NISA).
http://www.fsa.go.jp/policy/nisa/20140313-1.html
InternationalMarch 13, 2013: Public Statement by the Financial Action Task Force (FATF)
http://www.fsa.go.jp/inter/etc/20140313-1.html
OthersMarch 12, 2014: “List of Issuers of Gift Certificates in Repayment Procedures based on the Act on Fund Settlement” updated
http://www.fsa.go.jp/policy/prepaid/index.html
InternationalMarch 12, 2014: The Basel Committee on Banking Supervision published a report titled “Basel III Monitoring Report”.
http://www.fsa.go.jp/inter/bis/20140312-1.html
https://www.bis.org/publ/bcbs278.htm (BIS press release is available in English)
Press ConferenceMarch 12, 2014: Press Conference by Taro Aso, Deputy Prime Minister, Minister of Finance and Minister for Financial Services (March 11, 2014)
http://www.fsa.go.jp/common/conference/minister/2014a/20140311-1.html
Public CommentMarch 11, 2014: Results of public comments regarding the draft order for partial revision of the Ordinance for Enforcement of the Act on Prevention of Transfer of Criminal Proceeds
http://www.fsa.go.jp/news/25/20140311-1.html
SecuritiesMarch 11, 2014: Decision on an administrative monetary penalty payment order for the insider trading by a recipient of information from an officer of a company under negotiation to conclude a contract with NCXX Inc. (3)
http://www.fsa.go.jp/news/25/syouken/20140311-5.html
SecuritiesMarch 11, 2014: Decision on an administrative monetary penalty payment order for the insider trading by a recipient of information from an officer of a company under negotiation to conclude a contract with NCXX Inc. (2)
http://www.fsa.go.jp/news/25/syouken/20140311-4.html
SecuritiesMarch 11, 2014: Decision on an administrative monetary penalty payment order for the insider trading by a recipient of information from an officer of a company under negotiation to conclude a contract with NCXX Inc. (1)
http://www.fsa.go.jp/news/25/syouken/20140311-3.html
SecuritiesMarch 11, 2014: Decision on an administrative monetary penalty payment order for the insider trading by an officer of a company under negotiation to conclude a contract with NCXX Inc.
http://www.fsa.go.jp/news/25/syouken/20140311-2.html
OthersMarch 11, 2014: Policy Statement by Taro Aso, Minister of Finance and Minister of State for Financial Services, at the Committee on Financial Affairs of the House of Councilors
http://www.fsa.go.jp/common/conference/danwa/2014/20140311-1.html
InternationalMarch 11, 2014: Memorandum of Cooperation with U.S. Commodity Futures Trading Commission
http://www.fsa.go.jp/inter/etc/20140311-1.html
SecuritiesMarch 10, 2014: List of Firms Engaged in Specially Permitted Business for Qualified Institutional Investor which received the letter of warning, etc. updated
http://www.fsa.go.jp/ordinary/chuui/tekikaku.html
Press ConferenceMarch 10, 2014: Press Conference by Taro Aso, Deputy Prime Minister, Minister of Finance and Minister for Financial Services (March 7, 2014)
http://www.fsa.go.jp/common/conference/minister/2014a/20140307-1.html
SecuritiesMarch 10, 2014: “List of unregistered financial instruments business operators” updated
http://www.fsa.go.jp/ordinary/chuui/mutouroku.html
OthersMarch 10, 2014: The 2014 edition of EDINET Taxonomy published
http://www.fsa.go.jp/search/20140310.html
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