FSA Weekly Review No.88 March 17, 2014

What’s New on the FSA Website

Week of March 10 - 14, 2014

This page contains the latest in events, developments, and updates to the FSA website.

Topics

“Financial institutions under on-site inspection by the FSA” has been updated
http://www.fsa.go.jp/en/regulated/inspection/index.html

Press Releases

(Following press releases are available in English)

March 14, 2014: FSA and NAIC held the first meeting of the “NAIC-FSA 1st Insurance Regulatory Dialogue” 
http://www.fsa.go.jp/en/news/2014/20140314-1.html

March 11, 2014: Memorandum of Cooperation with U.S. Commodity Futures Trading Commission
http://www.fsa.go.jp/en/news/2014/20140311-1.html

(Following press releases are available in Japanese)

InternationalMarch 14, 2014: Exchange of letters with Reserve Bank of India for cooperation in banking supervision 
http://www.fsa.go.jp/inter/etc/20140314-1.htmlopen new window

Public CommentMarch 14, 2014: Results of public comments regarding the draft “Attitudes (Disposition Standards) about Disciplinary Action, etc. against Certified Public Accountants and Audit Firms”
http://www.fsa.go.jp/news/25/sonota/20140314-1.htmlopen new window

InternationalMarch 14, 2014: FSA and NAIC (National Association of Insurance Commissioners) held the first meeting of “FSA-NAIC Insurance Regulatory Dialogue”
http://www.fsa.go.jp/inter/etc/20140314-2.htmlopen new window
http://www.naic.org/Releases/2014_docs/us_japan_bilateral_insurance_dialogue.htmopen new window (NAIC press release is available in English)

SecuritiesMarch 13, 2014: Important points relating to the methods for receiving dividends, etc. of the listed shares under the NISA account (for those investing in listed shares, ETF, and REIT under NISA).
http://www.fsa.go.jp/policy/nisa/20140313-1.htmlopen new window

InternationalMarch 13, 2013: Public Statement by the Financial Action Task Force (FATF)
http://www.fsa.go.jp/inter/etc/20140313-1.htmlopen new window

OthersMarch 12, 2014: “List of Issuers of Gift Certificates in Repayment Procedures based on the Act on Fund Settlement” updated
http://www.fsa.go.jp/policy/prepaid/index.htmlopen new window

InternationalMarch 12, 2014: The Basel Committee on Banking Supervision published a report titled “Basel III Monitoring Report”.
http://www.fsa.go.jp/inter/bis/20140312-1.htmlopen new window
https://www.bis.org/publ/bcbs278.htmopen new window (BIS press release is available in English)

Press ConferenceMarch 12, 2014: Press Conference by Taro Aso, Deputy Prime Minister, Minister of Finance and Minister for Financial Services (March 11, 2014)
http://www.fsa.go.jp/common/conference/minister/2014a/20140311-1.htmlopen new window

Public CommentMarch 11, 2014: Results of public comments regarding the draft order for  partial revision of the Ordinance for Enforcement of the Act on Prevention of Transfer of Criminal Proceeds
http://www.fsa.go.jp/news/25/20140311-1.htmlopen new window

SecuritiesMarch 11, 2014: Decision on an administrative monetary penalty payment order for the insider trading by a recipient of information from an officer of a company under negotiation to conclude a contract with NCXX Inc. (3)
http://www.fsa.go.jp/news/25/syouken/20140311-5.htmlopen new window

SecuritiesMarch 11, 2014: Decision on an administrative monetary penalty payment order for the insider trading by a recipient of information from an officer of a company under negotiation to conclude a contract with NCXX Inc. (2)
http://www.fsa.go.jp/news/25/syouken/20140311-4.htmlopen new window

SecuritiesMarch 11, 2014: Decision on an administrative monetary penalty payment order for the insider trading by a recipient of information from an officer of a company under negotiation to conclude a contract with NCXX Inc. (1)
http://www.fsa.go.jp/news/25/syouken/20140311-3.htmlopen new window

SecuritiesMarch 11, 2014: Decision on an administrative monetary penalty payment order for the insider trading by an officer of a company under negotiation to conclude a contract with NCXX Inc.
http://www.fsa.go.jp/news/25/syouken/20140311-2.htmlopen new window

OthersMarch 11, 2014: Policy Statement by Taro Aso, Minister of Finance and Minister of State for Financial Services, at the Committee on Financial Affairs of the House of Councilors
http://www.fsa.go.jp/common/conference/danwa/2014/20140311-1.htmlopen new window

InternationalMarch 11, 2014: Memorandum of Cooperation with U.S. Commodity Futures Trading Commission
http://www.fsa.go.jp/inter/etc/20140311-1.htmlopen new window

SecuritiesMarch 10, 2014: List of Firms Engaged in Specially Permitted Business for Qualified Institutional Investor which received the letter of warning, etc. updated
http://www.fsa.go.jp/ordinary/chuui/tekikaku.htmlopen new window

Press ConferenceMarch 10, 2014: Press Conference by Taro Aso, Deputy Prime Minister, Minister of Finance and Minister for Financial Services (March 7, 2014)
http://www.fsa.go.jp/common/conference/minister/2014a/20140307-1.htmlopen new window

SecuritiesMarch 10, 2014: “List of unregistered financial instruments business operators” updated
http://www.fsa.go.jp/ordinary/chuui/mutouroku.htmlopen new window

OthersMarch 10, 2014: The 2014 edition of EDINET Taxonomy published
http://www.fsa.go.jp/search/20140310.htmlopen new window

Site Map

top of page