FSA Weekly Review No.80 January 20, 2014

What’s New on the FSA Website

Week of January 14-17, 2014

This page contains the latest in events, developments, and updates to the FSA website.

Press Releases

(Following press release is available in English)

January 15, 2014: Publication of the draft of the “Principles for Responsible Institutional Investors” «Japan’s Stewardship Code»- To promote sustainable growth of companies through investment and dialogue -
http://www.fsa.go.jp/en/news/pub.html

(Following press releases are available in Japanese)

BanksJanuary 17, 2014: Cabinet Ordinance for Partial Revision of the Ordinance for Enforcement of Banking Act, etc.
http://www.fsa.go.jp/news/25/ginkou/20140117-4.htmlopen new window

InternationalJanuary 17, 2014: Senior Supervisors Group (SSG) issued a report titled “Progress Report on Counterparty Data”.
http://www.fsa.go.jp/inter/etc/20140117-1.htmlopen new window
http://www.newyorkfed.org/newsevents/news/banking/2014/an140115.htmlopen new window(NY Fed press release is available in English)

SecuritiesJanuary 17, 2014: Decision on an administrative monetary penalty payment order to Yukiguni Maitake Co., Ltd. concerning the false statement on securities report, etc.
http://www.fsa.go.jp/news/25/syouken/20140117-3.htmlopen new window

SecuritiesJanuary 17, 2014: Decision on an administrative monetary penalty payment order against the insider trading by a recipient of information from an employee of a company under negotiation to conclude a contract with INPEX Corporation (2).
http://www.fsa.go.jp/news/25/syouken/20140117-2.htmlopen new window

SecuritiesJanuary 17, 2014: Decision on an administrative monetary penalty payment order against the insider trading by a recipient of information from an employee of a company under negotiation to conclude a contract with INPEX Corporation (1).
http://www.fsa.go.jp/news/25/syouken/20140117-1.htmlopen new window

BanksJanuary 17, 2014: List of authorized organizations supporting business innovation, etc. published
http://www.fsa.go.jp/status/nintei/index.htmlopen new window

OthersJanuary 16, 2014: “List of Issuers of Gift Certificates in Repayment Procedures based on the Act on Fund Settlement” updated
http://www.fsa.go.jp/policy/prepaid/index.htmlopen new window

Public commentJanuary 16, 2014: Draft partial revision of the Comprehensive Guidelines for Supervision of Insurance Companies
http://www.fsa.go.jp/news/25/hoken/20140116-1.htmlopen new window

InternationalJanuary 15, 2014: Group of Governors and Heads of Supervision Group (GHOS), the Basel Committee’s oversight body, issued a press release titled “Important steps towards completion of post-crisis regulatory reforms endorsed by GHOS”.
http://www.fsa.go.jp/inter/bis/20140115-1.htmlopen new window
http://www.bis.org/press/p140112.htmopen new window(BIS press release is available in English)

Press ConferenceJanuary 15, 2014: Press Conference by Taro Aso, Deputy Prime Minister, Minister of Finance and Minister for Financial Services (January 14, 2014)
http://www.fsa.go.jp/common/conference/minister/2014a/20140114-1.htmlopen new window

Public commentJanuary 14, 2014: Draft cabinet office ordinance for partial revision of the Ordinance on Terminology, Forms and Preparation Methods of Financial Statements, etc.
http://www.fsa.go.jp/news/25/sonota/20130114-2.htmlopen new window

Press ConferenceJanuary 14, 2014: Press Conference by Taro Aso, Deputy Prime Minister, Minister of Finance and Minister for Financial Services (January 10, 2014)
http://www.fsa.go.jp/common/conference/minister/2014a/20140110-1.htmlopen new window

SecuritiesJanuary 14, 2014: “List of unregistered financial instruments business operators” updated
http://www.fsa.go.jp/ordinary/chuui/mutouroku.htmlopen new window

OthersJanuary 14, 2014: “Symposium to acquire financial literacy (knowledge and judgment skills)” to be held in Nagoya. 
http://www.fsa.go.jp/news/25/sonota/20140114-1.htmlopen new window

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