FSA Weekly Review No.87 March 10, 2014

What’s New on the FSA Website

Week of March 3 - 7, 2014

This page contains the latest in events, developments, and updates to the FSA website.

Topics

“Financial institutions under on-site inspection by the FSA” has been updated
http://www.fsa.go.jp/en/regulated/inspection/index.html

Press Releases

(Following press releases are available in English)

March 7, 2014: Exchange of letters on co-operation with the Securities and Exchange Commission of Thailand
http://www.fsa.go.jp/en/news/2014/20140307-1.html

March 6, 2014: Exchange of letters on co-operation with the State Securities Commission of Vietnam
http://www.fsa.go.jp/en/news/2014/20140306-1.html

(Following press releases are available in Japanese)

BanksMarch 7, 2014: Decision to inject capital to The Howa Bank, Ltd.
http://www.fsa.go.jp/news/25/ginkou/20140307-2.htmlopen new window

BanksMarch 7, 2014: Decision as to the purchase of trust certificates, etc. for The Shinkumi Federation Bank
http://www.fsa.go.jp/news/25/ginkou/20140307-1.htmlopen new window

Public CommentMarch 7, 2014: Results of public comments regarding the draft partial revision of the “Comprehensive Guidelines for Supervising Financial Instruments Business Operators, etc.”
http://www.fsa.go.jp/news/25/syouken/20140307-3.htmlopen new window

InternationalMarch 7, 2014: Exchange of letters on co-operation with the Securities and Exchange Commission of Thailand
http://www.fsa.go.jp/inter/etc/20140307-1.htmlopen new window

SecuritiesMarch 6, 2014: Administrative actions against K2 Investment
http://www.fsa.go.jp/news/25/syouken/20140306-3.htmlopen new window

BanksMarch 6, 2014: Q&A for regulations regarding capital adequacy ratios (revised portion)
http://www.fsa.go.jp/news/25/ginkou/20140306-1.htmlopen new window

SecuritiesMarch 6, 2014: Decision on an administrative monetary penalty payment order against the insider trading by a recipient of information from a person under negotiation to conclude a contract with a tender offeror concerning OST Japan Group Inc’s share.
http://www.fsa.go.jp/news/25/syouken/20140306-2.htmlopen new window

InternationalMarch 6, 2014: Exchange of letters on co-operation with the State Securities Commission of Vietnam
http://www.fsa.go.jp/inter/etc/20140306-1.htmlopen new window

Public CommentMarch 5, 2014: Results of public comments regarding the draft ordinance for the partial revisions of the Order for Enforcement of the Deposit Insurance Act, etc. in relation to the 2013 revisions to the Financial Instruments and Exchange Act (to be enforced within nine months), etc.
http://www.fsa.go.jp/news/25/20140305-1.htmlopen new window

Press ConferenceMarch 5, 2014: Press Conference by Taro Aso, Deputy Prime Minister, Minister of Finance and Minister for Financial Services (March 4, 2014)
http://www.fsa.go.jp/common/conference/minister/2014a/20140304-1.htmlopen new window

OthersMarch 4, 2014: FSA requested facilitation of financing for small and medium enterprises and small business owners
http://www.fsa.go.jp/news/25/ginkou/20140304-1.htmlopen new window

PublicationMarch 4, 2014: FSA published Japanese Newsletter, “Access FSA No.128”
http://www.fsa.go.jp/access/index.htmlopen new window

OthersMarch 3, 2014: “List of Issuers of Gift Certificates in Repayment Procedures based on the Act on Fund Settlement” updated
http://www.fsa.go.jp/policy/prepaid/index.htmlopen new window

Press ConferenceMarch 3, 2014: Press Conference by Taro Aso, Deputy Prime Minister, Minister of Finance and Minister for Financial Services (February 28, 2014)
http://www.fsa.go.jp/common/conference/minister/2014a/20140228-1.htmlopen new window

SecuritiesMarch 3, 2014: Decision on an administrative monetary penalty payment order against the insider trading by a recipient of information from an officer of Will Co., Ltd.
http://www.fsa.go.jp/news/25/syouken/20140303-2.htmlopen new window

SecuritiesMarch 3, 2014: Decision on an administrative monetary penalty payment order against the insider trading by a recipient of information from an employee of SUNNY SIDE UP, Inc.
http://www.fsa.go.jp/news/25/syouken/20140303-1.htmlopen new window

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