Legislation

Information regarding Corporate Financial Disclosure (Available in Japaneseopen new window)

Q&As

Other Guidelines

Supervisory Guidelines and Policies

Collection of Reference Cases

  • Principal Items Identified in the Inspection of Financial Instruments Firms, etc. (Securities and Exchange Surveillance Commission website) (PDFAvailable in Japaneseopen new window)
  • Collection of Reference Cases related to Quality Management in Audit Identified in Inspections (Certified Public Accountants and Auditing Oversight Board website) (Available in Japaneseopen new window)

Other Q&A

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