Legislation

Information regarding Corporate Financial Disclosure (Available in Japanese)

Q&As

• Trust Business Act Q&As (Available in Japanese)
• Q&As relating to Restructured Loans
  • Main document (HTML, WORD, PDF) (Available in Japanese)
• List of examples regarding the interpretation of laws and regulations on securities business (Available in Japanese)

Other Guidelines

Supervisory Guidelines and Policies

• Comprehensive Guidelines for Supervision of Major Banks, etc.
  Main document (HTML format • PDF format (PDF:910KB)) Reference Materials and Forms (Available in Japanese)
• Comprehensive Guidelines for Supervision of Regional Financial Institutions
  Main document (HTML format • PDF format (PDF:1,590KB)) Reference Materials and Forms (Available in Japanese)
• Comprehensive Guidelines for Supervision of Insurance Companies
  Main document (HTML format • PDF format (PDF:746KB)) Appendix: Forms (PDF:5,174KB) (Available in Japanese) 
• Supervisory Guidelines for Small-Claims and Short-Term Insurance Businesses Operators
  Main document (HTML format • PDF format (PDF:226KB)) Appendix: Forms (PDF:1,572KB) (Available in Japanese)
• Comprehensive Guidelines for Supervision of Trust Companies, etc.
  • Main document (HTML format • PDF format (PDF:554KB)) Appendix: Forms (PDF:1,352KB) (Available in Japanese)
• Comprehensive Guidelines for Supervision of Money Lenders
  • Main document (HTML format • PDF format (PDF:581KB)) Appendix: Forms (PDF:360KB) (Available in Japanese)
• Comprehensive Guidelines for Supervision of Credit Guarantee Corporations
  • Main document(HTML format • PDF format (PDF:327KB)) (Available in Japanese)
• Guidelines for Administrative Processes
  • Financial Companies (Available in Japanese)

Collection of Reference Cases

• Principal Items Identified in the Inspection of Financial Instruments Firms, etc. (Securities and Exchange Surveillance Commission website) (Available in Japanese)
• Collection of Reference Cases related to Quality Management in Audit Identified in Inspections (Certified Public Accountants and Auditing Oversight Board website) (Available in Japanese)

Other Q&A

• Q&As on Protection of Personal Information in the Financial Field
  • Main document (Available in Japanese (PDF: 240KB))
  • Appendix Form 1 (Word) (Available in Japanese)
  • Appendix Form 2 (Excel) (Available in Japanese)
• Reference Cases on Suspicious Transactions (Japanese version)