Legislation
Information regarding Corporate Financial Disclosure (Available in Japanese
)
Q&As
- Trust Business Act Q&As (
Available in Japanese) - Q&As relating to Restructured Loans
- List of examples regarding the interpretation of laws and regulations on securities business (Available in Japanese)
Other Guidelines
Supervisory Guidelines and Policies
- Comprehensive Guidelines for Supervision of Regional Financial Institutions
Main document (HTML format • PDF format (PDF:1,590KB)) Reference Materials and Forms (Available in Japanese) - Supervisory Guidelines for Small-Claims and Short-Term Insurance Businesses Operators
Main document (HTML format • PDF format (PDF:226KB)) Appendix: Forms (PDF:1,572KB) (Available in Japanese) - Comprehensive Guidelines for Supervision of Trust Companies, etc.
- Main document (HTML format • PDF format (PDF:554KB)) Appendix: Forms (PDF:1,352KB) (Available in Japanese)
- Main document (HTML format
- Comprehensive Guidelines for Supervision of Money Lenders
- Main document (HTML format • PDF format (PDF:581KB)) Appendix: Forms (PDF:360KB) (Available in Japanese)
- Main document (HTML format
- Comprehensive Guidelines for Supervision of Credit Guarantee Corporations
- Main document(HTML format • PDF format (PDF:327KB)) (Available in Japanese)
- Main document(HTML format
- Guidelines for Administrative Processes
- Financial Companies (Available in Japanese)
- Financial Companies (Available in Japanese
Collection of Reference Cases
- Principal Items Identified in the Inspection of Financial Instruments Firms, etc. (Securities and Exchange Surveillance Commission website) (Available in Japanese)
- Collection of Reference Cases related to Quality Management in Audit Identified in Inspections (Certified Public Accountants and Auditing Oversight Board website) (Available in Japanese)
Other Q&A
- Q&As on Protection of Personal Information in the Financial Field
- Main document (Available in Japanese (PDF: 240KB))
- Appendix Form 1 (
Word) (Available in Japanese) - Appendix Form 2 (
Excel) (Available in Japanese)
- Main document (
- Reference Cases on Suspicious Transactions (Japanese version)
Site Map
- Laws & RegulationsPage list Open
- Name of Laws and Regulations(PDF)
- Guidelines
- Financial Instruments and Exchange Act
- Recent Changes
- Public Comment
- Capital adequacy requirements (Basel framework)
- No-Action Letter System
- Procedures concerning Foreign Account Management Institutions
- PrinciplesPage list Open
- Strategic Directions and Priorities
- Progress and Assessment of the Strategic Directions and Priorities
- Policy Approaches to Strengthen Cyber Security in the Financial Sector
- Financial Monitoring Policy
- AnnouncementsPage list Open
- Press Conferences
- Press Releases
- Official Statements
- Speeches
- Disaster-related Information (Support for Disaster Victims)
- Others
