FSA Weekly Review No.23  December 3, 2012

 

What's New on the FSA Website

Week of November 26 - December 1, 2012

This page contains the latest in events, developments, and updates to the FSA website.

Topics

“Financial institutions under on-site inspection by the FSA” has been updated
http://www.fsa.go.jp/en/regulated/inspection/index.html

Press Conferences

(Excerpt)

November 28, 2012: Press Conference by the Minister for Financial Services (November 22, 2012)
http://www.fsa.go.jp/en/conference/minister/2012/20121122.html

November 26, 2012: Press Conference by the Minister for Financial Services (November 20, 2012)
http://www.fsa.go.jp/en/conference/minister/2012/20121120.html

Press Releases

(Following press releases are available in Japanese)

SecuritiesDecember 1, 2012: Administrative action against Initia Star Securities, Inc.
http://www.fsa.go.jp/news/24/syouken/20121201-1.htmlopen new window

PublicationNovember 30, 2012: FSA publishes Japanese Newsletter “Access FSA No.113”
http://www.fsa.go.jp/access/index.htmlopen new window

OthersNovember 30, 2012: Status of measures taken by the FSA, local finance bureaus, and financial institutions in response to the Great East Japan Earthquake updated
http://www.fsa.go.jp/ordinary/earthquake201103/jokyo.htmlopen new window

SecuritiesNovember 30, 2012: “Cabinet Office Ordinance for Partial Revision of the Cabinet Office Ordinance on Definitions under Article 2 of the Financial Instruments and Exchange Act” and “Cabinet Office Ordinance on Restrictions on Securities Transactions, etc.” published
http://www.fsa.go.jp/news/24/syouken/20121130-6.htmlopen new window

OthersNovember 30, 2012: Documents related to money lending business updated
http://www.fsa.go.jp/status/kasikin/20121130/index.htmlopen new window

BanksNovember 30, 2012: Situation of changes in lending conditions based on the Act on Temporary Measures to Facilitate Financing for Small and Medium-Sized Enterprises, etc. (preliminary values)
http://www.fsa.go.jp/news/24/ginkou/20121130-3.htmlopen new window

SecuritiesNovember 30, 2012: List of firms engaged in specially permitted business for qualified institutional investors, etc. to which FSA issued written warnings updated
http://www.fsa.go.jp/ordinary/chuui/tekikaku.htmlopen new window

SecuritiesNovember 30, 2012: “List of unregistered financial instruments business operators” updated
http://www.fsa.go.jp/ordinary/chuui/mutouroku.htmlopen new window

OthersNovember 30, 2012: Implementation status of the onsite inspections of special juridical persons overseen by the FSA for FY2011 published
http://www.fsa.go.jp/news/24/sonota/20121130-2.htmlopen new window

BanksNovember 30, 2012: Number of debtors who halted contracted repayments since the Great East Japan Earthquake, and the amount of such debts (as of the end of August 2012) published
http://www.fsa.go.jp/news/24/ginkou/20121130-1.htmlopen new window

InsuranceNovember 30, 2012: Conditioned approval of a new business at Japan Post Insurance Co., Ltd.
http://www.fsa.go.jp/news/24/hoken/20121130-4.htmlopen new window

Press ConferenceNovember 28, 2012: Press Conference by the Minister for Financial Services (November 27, 2012)
http://www.fsa.go.jp/common/conference/minister/2012b/20121127-1.htmlopen new window

Public CommentNovember 28, 2012: Results of public comments, etc. concerning the draft partial revision to the “Comprehensive Guidelines for the Supervision of Major Banks, etc.,” “Financial Inspection Manual,” etc. published
http://www.fsa.go.jp/news/24/ginkou/20121128-2.htmlopen new window

OthersNovember 28, 2012: Financial Measures in Response to Damage Caused by the Blizzard on November 27, requested by the Hokkaido Local Finance Bureau
PDFhttp://hokkaido.mof.go.jp/kinyu/20121128kinyuyousei.pdfopen new window

CouncilsNovember 28, 2012: Financial System Council “Working Group on Method of Providing Insurance Products and Services, etc. (7th)” held
http://www.fsa.go.jp/singi/singi_kinyu/hoken_teikyou/siryou/20121128.htmlopen new window

OthersNovember 28, 2012: The 44th Financial Service Dispute Resolution Liaison Group held
http://www.fsa.go.jp/singi/singi_trouble/siryou/20121122.htmlopen new window

InternationalNovember 27, 2012: The Basel Committee on Banking Supervision updated “Frequently Asked Questions (FAQs) on Basel III's Counterparty Credit Risk Rules”
http://www.fsa.go.jp/inter/bis/20121127-1.htmlopen new window
http://www.bis.org/press/p121121.htmopen new window(BIS press release is available in English)

Councils November 27, 2012: Financial System Council “Working Group on Insider Trading Regulations (5th)” held
http://www.fsa.go.jp/singi/singi_kinyu/insider_h24/siryou/20121127.htmlopen new window

Press ConferenceNovember 26, 2012: Press Conference by the Minister for Financial Services (November 22, 2012)
http://www.fsa.go.jp/common/conference/minister/2012b/20121122-1.htmlopen new window

SecuritiesNovember 26, 2012: Decision on an administrative monetary penalty payment order for false statements in the annual securities report, etc. concerning Stream Co., Ltd.
http://www.fsa.go.jp/news/24/syouken/20121126-4.htmlopen new window

SecuritiesNovember 26, 2012: Decision on an administrative monetary penalty payment order for market manipulation concerning ITmedia Inc. shares (3)
http://www.fsa.go.jp/news/24/syouken/20121126-3.htmlopen new window

SecuritiesNovember 26, 2012: Decision on an administrative monetary penalty payment order for market manipulation concerning ITmedia Inc. shares (2)
http://www.fsa.go.jp/news/24/syouken/20121126-2.htmlopen new window

SecuritiesNovember 26, 2012: Decision on an administrative monetary penalty payment order for market manipulation concerning ITmedia Inc. shares (1)
http://www.fsa.go.jp/news/24/syouken/20121126-1.htmlopen new window

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