FSA Weekly Review No.27 January 7, 2012

What's New on the FSA Website

Week of December 25, 2012 - January 4, 2013

This page contains the latest in events, developments, and updates to the FSA website.

Press Conferences

(Excerpt)

January 4, 2013: Press Conference by Ikko Nakatsuka, the Minister for Financial Services (December 26, 2012)
http://www.fsa.go.jp/en/conference/minister/2012/20121226.html

December 27, 2012: Press Conference by Ikko Nakatsuka, the Minister for Financial Services (December 25, 2012)
http://www.fsa.go.jp/en/conference/minister/2012/20121225.html

December 26, 2012: Press Conference by Ikko Nakatsuka, the Minister for Financial Services (December 21, 2012)
http://www.fsa.go.jp/en/conference/minister/2012/20121221.html

Press Releases

(Following press release is available in English)

CouncilsDecember 28, 2012: Publication of the Report by the “Working Group on Insider Trading Regulations” of the Financial System Council (December 25, 2012)
http://www.fsa.go.jp/en/refer/councils/singie_kinyu/reports/20121225.html

(Following press releases are available in Japanese)

PublicationDecember 28, 2012: FSA publishes Japanese Newsletter “Access FSA No.114”
http://www.fsa.go.jp/access/index.htmlopen new window

Public CommentDecember 28, 2012: Results of public comments, etc. concerning the “Draft Partial Revision to the Determination of Company Accounting Standards designated by the FSA Commissioner as Stipulated in the Ordinance on Terminology, Forms and Preparation Methods of Consolidated Financial Statements” published
http://www.fsa.go.jp/news/24/sonota/20121228-1.htmlopen new window

Public CommentDecember 28, 2012: Results of public comments, etc. concerning the “Draft Partial Revision to the Designation of Transactions and Lending Excluded from Transactions Subject to Financial Instrument Debt Underwriting Business” published
http://www.fsa.go.jp/news/24/syouken/20121228-2.htmlopen new window

OthersDecember 28, 2012: Status of measures taken by the FSA, local finance bureaus, and financial institutions in response to the Great East Japan Earthquake updated
http://www.fsa.go.jp/ordinary/earthquake201103/jokyo.htmlopen new window

SecuritiesDecember 28, 2012: “List of unregistered financial instruments business operators” updated
http://www.fsa.go.jp/ordinary/chuui/mutouroku.htmlopen new window

Press ConferenceDecember 27, 2012: Press Conference by Ikko Nakatsuka, the Minister for Financial Services (December 26, 2012)
http://www.fsa.go.jp/common/conference/minister/2012b/20121226-1.htmlopen new window

SecuritiesDecember 27, 2012: Establishment of FSA Regulatory Notice concerning designation of related corporations of credit rating agencies (group designation concerning explanatory items of unregistered ratings) (update)
http://www.fsa.go.jp/news/24/syouken/20121227-1.htmlopen new window

OthersDecember 27, 2012: Documents related to money lending business updated
http://www.fsa.go.jp/status/kasikin/20121227/index.htmlopen new window

OthersDecember 27, 2012: Administrative action against a certified public accountant (2)
http://www.fsa.go.jp/news/24/sonota/20121227-3.htmlopen new window

OthersDecember 27, 2012: Administrative action against a certified public accountant (1)
http://www.fsa.go.jp/news/24/sonota/20121227-2.htmlopen new window

Press ConferenceDecember 26, 2012: Press Conference by Ikko Nakatsuka, the Minister for Financial Services (December 25, 2012)
http://www.fsa.go.jp/common/conference/minister/2012b/20121225-1.htmlopen new window

Press ConferenceDecember 26, 2012: Press Conference by Ikko Nakatsuka, the Minister for Financial Services (December 21, 2012)
http://www.fsa.go.jp/common/conference/minister/2012b/20121221-1.htmlopen new window

CouncilsDecember 25, 2012: Financial System Council’s “Working Group on Insider Trading Regulations” published its report
http://www.fsa.go.jp/singi/singi_kinyu/tosin/20121225-1.htmlopen new window

CouncilsDecember 25, 2012: Financial System Council’s “Working Group on Insider Trading Regulations (7th)” held
http://www.fsa.go.jp/singi/singi_kinyu/insider_h24/siryou/20121225.htmlopen new window

InternationalDecember 25, 2012: The International Organization of Securities Commissions (IOSCO) published a consultation report on “Supervisory Colleges for Credit Rating Agencies ”
http://www.fsa.go.jp/inter/ios/20121225-2.htmlopen new window
PDFhttp://www.iosco.org/news/pdf/IOSCONEWS261.pdfopen new window (IOSCO media release is available in English)

InternationalDecember 25, 2012: The International Organization of Securities Commissions (IOSCO) published the final report on “Credit Rating Agencies: Internal Controls Designed to Ensure the Integrity of the Credit Rating Process and Procedures to Manage Conflicts of Interest ”
http://www.fsa.go.jp/inter/ios/20121225-1.htmlopen new window
PDFhttp://www.iosco.org/news/pdf/IOSCONEWS261.pdfopen new window (IOSCO media release is available in English)

SecuritiesDecember 25, 2012: Decision on an administrative monetary penalty payment order for insider trading by a recipient of information from a person who concluded a contract with Nissen Holdings Co., Ltd.
http://www.fsa.go.jp/news/24/syouken/20121225-3.htmlopen new window

SecuritiesDecember 25, 2012: Decision on an administrative monetary penalty payment order for market manipulation concerning Vinculum Japan Corporation  shares
http://www.fsa.go.jp/news/24/syouken/20121225-2.htmlopen new window

SecuritiesDecember 25, 2012: Decision on an administrative monetary penalty payment order for insider trading by a recipient of information from an employee of VANTEC CORPORATION
http://www.fsa.go.jp/news/24/syouken/20121225-1.htmlopen new window

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