Press Releases - Chronological order
Please note that not all our press releases were translated in English. For details of our press releases, please visit "SESC Latest Topics" or our website at http://www.fsa.go.jp/sesc/index.html
(Japanese only).
Press Releases of 2025
Press Releases of 2024
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation in JGB Futures by Nomura Securities Co., Ltd. (September 25,2024)
- Recommendation for administrative disciplinary action against MUFG Bank, Ltd., Mitsubishi UFJ Morgan Stanley Securities Co., Ltd., and Morgan Stanley MUFG Securities Co., Ltd. (June 14,2024)
- Recommendation for Administrative Monetary Penalty Payment Orders against a Person for Insider Trading and an Employee for Giving Insider Information While Their Company Negotiated an Agreement with Stream Media Corporation (June 14, 2024)
- Recommendation for Administrative Monetary Penalty Payment Order for Use of Fraudulent Means with High Speed Trading by Quadeye Trading LLC (March 26, 2024)
Press Releases of 2023
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation in Shares of PACIFIC METALS CO., LTD. and Other Securities by an Individual Residing Abroad (December 8, 2023)
- Recommendation for Administrative Monetary Penalty Payment Order for Insider Trading in ZOZO, Inc. Stock by an Individual Residing Abroad (September 8, 2023)
Strategy & Policy of the SESC 2023-2025 (PDF) Point (PDF)
Press Releases of 2022
Press Releases of 2021
- Recommendation for Administrative Monetary Penalty Payment Order for Insider Trading in Remixpoint, inc. Stock by an Individual Residing Abroad (December 17, 2021)
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation in shares of Yamaha Corporation by Evolution Trading Ltd（November 5, 2021)
Press Releases of 2020
Strategy & Policy of the SESC 2020-2022 (PDF) Point (PDF)
Press Releases of 2019
- Recommendation for Administrative Monetary Penalty Payment Order for Insider Trading by Officer of Party in Negotiation to Conclude Contract with INNOTECH CORPORATION Residing Abroad (December 6, 2019)
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation of 10-year Japanese Government Bond Futures by Citigroup Global Markets Limited (March 26, 2019)
Press Releases of 2018
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation of 10-year Japanese Government Bond Futures by Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. (June 29, 2018)
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation of Shares of cocokara fine Inc. by Individual Residing Abroad (June 26, 2018)
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation of Shares of Evolable Asia Corp. by Asset Design Co., Ltd. (January 16, 2018)
Press Releases of 2017
- Recommendation for Administrative Monetary Penalty Payment Order for Insider Trading by Individual Contractor with SUNCORPORATION Residing Abroad (June 30, 2017)
- Recommendation for Administrative Monetary Penalty Payment Order for Insider Trading of Shares of Tri-Stage inc. by Prospect Asset Management, Inc. (March 22, 2017)
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation of shares of Ezaki Glico Co., Ltd. and three other companies by Caspian Trading Ltd. (formerly Celera Global Ltd.) (March 17, 2017)
- Strategy & Policy of the SESC 2017-2019 - Building on a Quarter-Century of Achievement - (January 20, 2017) (PDF)
Press Releases of 2016
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation of shares of SEIBU HOLDINGS INC. by Morgan Stanley MUFG Securities Co., Ltd. (December 6, 2016)
- Recommendation for Administrative Monetary Penalty Payment Order for Insider Trading of Shares of GameOn Co., Ltd. by Employee of Tender Offeror Residing Abroad (June 15, 2016)
- Recommendation for Administrative Action based on Findings of the Inspection of Credit Suisse Securities (Japan) Limited (April 15, 2016)
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation by Blue Sky Capital Management Pty Ltd (March 4, 2016)
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation by Evo Investment Advisors Ltd. (February 2, 2016)
Press Releases of 2015
- Recommendation for Administrative Action based on Findings of the Inspection of Deutsche Securities Inc. (December 8, 2015)
- Recommendation for Administrative Monetary Penalty Payment Order for Violation of Disclosure Requirements by TOSHIBA CORPORATION (December 7, 2015)
- Recommendation for Administrative Monetary Penalty Payment Order for Insider Trading of Shares of GameOn Co., Ltd. by Individual Investor Residing Abroad (October 23, 2015)
- Recommendation for Administrative Monetary Penalty Payment Order for Insider Trading by Officer of Party in Negotiation to Conclude Contract with Gokurakuyu Co., Ltd.(June 19, 2015)
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation by Select Vantage Inc.(March 6, 2015)
Press Releases of 2014
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation by Areion Asset Management Company Limited(December 5, 2014)
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation of 10-year Japanese Government Bond Futures (September 5, 2014)
- Recommendation for Administrative Monetary Penalty Payment Order for Violation of Disclosure Requirements by AIREX INC. (June 19, 2014)
- Recommendation for Administrative Monetary Penalty Payment Order for Violation of Disclosure Requirements by JAPAN ASSET MARKETING CO. LTD. (June 19, 2014)
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation by Musashi Securities Co., Ltd. (June 13, 2014)
- Recommendations for Administrative Monetary Penalty Payment Order for Violation of Disclosure Requirements by SANEI ARCHITECTURE PLANNING CO. LTD. and by a Large-Volume Holder of the shares of the company (June 5, 2014)
- Recommendation for Administrative Monetary Penalty Payment Order for Violation of Disclosure Requirements by TAIYO SHOKAI INC. (April 22, 2014)
- The Securities Inspection Policy and the Program for 2014 (March 25, 2014) (PDF)
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation by Select Vantage Inc. (February 18, 2014)
- Toward Enhanced Market Integrity -SESC's Policy Statement for the 8th Term- (January 21, 2014) (PDF)
Press Releases of 2013
- Recommendation for Administrative Action based on Findings of the Inspection of Deutsche Securities Inc. (December 5, 2013)
- Recommendation for Administrative Monetary Penalty Payment Order for Insider Trading by Nissay Asset Management Corporation (December 2, 2013)
- Recommendation for Administrative Monetary Penalty Payment Order for Insider Trading by Stats Investment Management Co., Ltd. (December 2, 2013)
- Recommendation for Administrative Monetary Penalty Payment Order for Insider Trading by Finnowave Investments, Inc. (December 2, 2013)
- Recommendation for Administrative Monetary Penalty Payment Order for Insider Trading by MAM PTE. LTD. (December 2, 2013)
- Recommendation for Administrative Monetary Penalty Payment Order for Using Fraudulent Means of the Securities of Wedge Holdings CO., LTD. (November 1, 2013)
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation of the Shares of RISE Inc. (July 31, 2013)
- Recommendation for Administrative Action based on Findings of the Inspection of MRI INTERNATIONAL, INC. (April 26, 2013)
- Recommendation for Administrative Action based on Findings of the Inspection of RBS Securities Japan Limited (April 5, 2013)
Press Releases of 2012
- Recommendation for Administrative Action based on Findings of Inspection of Standard & Poor's Ratings Japan K.K. (December 14, 2012)
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation of the Shares of Yahoo Japan Corporation (December 13, 2012)
- Recommendation for Administrative Monetary Penalty Payment Order for Insider Trading by Japan Advisory LLC (November 2, 2012)
- Recommendation for Administrative Action based on Findings of the Inspection of Nomura Securities Co., Ltd. (July 31, 2012)
- Recommendation for Administrative Action Based on Findings of the Inspection of Japan Advisory LLC (June 29, 2012)
- Recommendation for Administrative Monetary Penalty Payment Order for Insider Trading by Recipient of Information from Employee of Company in Negotiations of Contract with Tokyo Electric Power Company (TEPCO) (June 8, 2012)
- Recommendation in relation to false statements in annual securities reports, etc. of Olympus Corporation (April 13, 2012)
- Recommendation for Administrative Action based on Findings of the Inspection of AIJ Investment Advisors Co., Ltd. (March 23, 2012)
- Recommendation for Administrative Action based on Findings of the Inspection of ITM Securities Co., Ltd. (March 23, 2012)
Press Releases of 2011
- Recommendation for Administrative Action based on Findings of the Inspection of Citigroup Global Markets Japan Inc. (December 9, 2011)
- Recommendation for Administrative Action based on Findings of the Inspection of UBS Securities Japan Ltd. (December 9, 2011)
- Regarding the disciplinary action taken by the Securities and Futures Commission of Hong Kong against an investment advisor based in Hong Kong and its Chief Investment Officer for committing an inappropriate trading concerning the shares of Japan Airlines Corporation publicly traded in the Japanese stock market (September 15, 2011)
Press Releases of 2010
Press Releases of 2009
Press Releases of 2007
Press Releases of 2006
- A disciplinary action has been taken by the HKSFC against a trader of Credit Suisse (Hong Kong) for breaching the Code of Conduct involving the Japanese securities market (December 13, 2006)
- An enforcement action has been taken by the UKFSA against GLG Partners L.P. and one of its former managing directors for market abuse involving the Japanese securities market (August 2, 2006)
- Merrill Lynch Investment Managers Co., Ltd. (May 31, 2006)
- J.P. Morgan Securities Asia Private Ltd. (March 9, 2006)
Press Releases of 2005
- Crédit Agricole Indosuez Securities (Japan) Ltd. (June 17, 2005)
- UFJ Tsubasa Securities Co. Ltd. (January 7, 2005)
Press Releases of 2004
- A civil penalty enforcement action has been taken by MAS. (October 21, 2004)
- Tokyo Branch of Citibank, N.A. (September 14, 2004)
- Cantor Fitzgerald Shoken Kaisha Ltd. (September 10, 2004)
- Tokai Tokyo Securities Co., Ltd. (June 30, 2004)
- UBS Securities Japan Ltd. (May 21, 2004)
- Mizuho Investors Securities Co., Ltd. (January 8, 2004)
Press Releases of 2003
- Société Générale Securities (North Pacific) Ltd. (November 28, 2003)
- Mizuho Investors Securities Co., Ltd. (August 19, 2003)
- HSBC Securities (Japan) Limited (July 17, 2003)
- Shinkin Securities Co., Ltd. (June 30, 2003)
- Crédit Agricole Indosuez Securities (Japan) Limited (June 24, 2003)
- Tokai Tokyo Securities Co., Ltd. (June 23, 2003)
- Norinchukin Securities Co., Ltd. (March 14, 2003)
- Nikko Salomon Smith Barney Limited (March 7, 2003)
- J.P.Morgan Securities Asia Pte. Limited (February 25, 2003)
Press Releases of 2002
- ING Securities (Japan) Limited (December 19, 2002)
- BNP PARIBAS Securities (Japan) Limited (November 29, 2002)
- Banc of America Securities-Japan, Inc. (September 10, 2002)
- Okasan Securities Co., Ltd. (July 11, 2002)
- Cosmo Securities Co., Ltd. (June 11, 2002)
- Dresdner Kleinwort Wasserstein (Japan) Limited, Tokyo Branch (June 7, 2002)
- Sakura Friend Securities Co., Ltd. (April 23, 2002)
- Morgan Stanley Japan Limited (January 30, 2002)
Press Releases of 2001
- Goldman Sachs (December 19, 2001)
- Tsubasa (November 9, 2001)
- Shinko (June 29, 2001)
- Société Générale (June 19, 2001)
- Kokusai (June 12, 2001)
- Tokyo-Mitsubishi (May 22, 2001)
- Mizuho (May 18, 2001)
- Nikko (April 27, 2001)
- CIBC (March 6, 2001)
- UBS,Commerz (February 16, 2001)
- Rabo (January 26, 2001)
Press Releases of 2000
- WestLB (September 12, 2000)
- TOYO (August 1, 2000)
- Garban (June 21, 2000)
- BNP Paribas (May 26, 2000)
- Deutsche (May 15, 2000)
- Credit Lyonnais (April 21, 2000)
- WAKO (March 17, 2000)
