Press Releases - Market Misconduct
Press Releases of 2024
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation in JGB Futures by Nomura Securities Co., Ltd. (September 25, 2024)
- Recommendation for an administrative monetary penalty payment order against insider trading in the shares of MINKABU THE INFONOID, Inc. (“Company”) by a person (“Tippee”) who was tipped by an officer of the Company.(September 13, 2024)
- Recommendation for an administrative monetary penalty payment order against spreading of rumors in the shares of Human Metabolome Technologies Inc.（Juny 26, 2024）
- Recommendation for Administrative Monetary Penalty Payment Orders against a Person for Insider Trading and an Employee for Giving Insider Information While Their Company Negotiated an Agreement with Stream Media Corporation (June 14, 2024)
- Filing a criminal charge of committing insider trading of the shares of Abalance Corporation.(June 4, 2024)
- Recommendation for an administrative monetary penalty payment order against an employee of a subsidiary of Kozosushi Co., Ltd. who engaged in insider trading.(May 24, 2024)
- Recommendation for an administrative monetary penalty payment order against an officer of Kozosushi Co., Ltd. who engaged in insider trading.(May 24, 2024)
- Recommendation for administrative monetary penalty payment orders against an employee of TATSUTA ELECTRIC WIRE AND CABLE CO., Ltd. who engaged in insider trading and tipped a person, and against the tippee, who also engaged in insider trading.(March 29, 2024)
- Recommendation for Administrative Monetary Penalty Payment Order for Use of Fraudulent Means with High Speed Trading by Quadeye Trading LLC (March 26, 2024)
- Recommendation for an administrative monetary penalty payment order against market manipulation in the shares of OHMORI Co., Ltd.(March 22, 2024)
- Recommendation for administrative monetary penalty payment orders against an officer of CONTEC CO., LTD. (“the Company”) who tipped the three people material non-public information about a tender offer and who encouraged others to trade in the Company’s shares and against the three people who engaged in insider trading after receiving the information.(February 16,2024)
- Filing a criminal charge of committing market manipulation of the shares of NICHIRYOKU Co., Ltd.(February 13,2024)
Press Releases of 2023
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation in Shares of PACIFIC METALS CO., LTD. and Other Securities by an Individual Residing Abroad (December 8, 2023)
- Recommendation for an administrative monetary penalty payment order against insider trading in shares of Ateam Inc. (hereinafter, “Company”) by a person who was tipped by an employee having negotiations to enter into an agreement with the Company.(November 21,2023)
- Filing criminal charges of spreading of rumors and using fraudulent means in relation to the shares of Proroute Marumitsu Co., Ltd.(November 20,2023)
- Recommendation for an administrative monetary penalty order for insider trading by one employee of Corporation A and one employee of Corporation B, both of which concluded a contract with a subsidiary of THE JAPAN STEEL WORKS, LTD (hereinafter “the Company”), and by a recipient of information from Corporation C which concluded a contract with a subsidiary of the Company.(October 27,2023)
- Recommendation for an administrative monetary penalty payment order against market manipulation relating to shares of FALTEC Co., Ltd. and other securities.(September 22, 2023)
- Recommendation for Administrative Monetary Penalty Payment Order for Insider Trading in ZOZO, Inc. Stock by an Individual Residing Abroad. (September 8, 2023)
- Recommendation for an administrative monetary penalty payment order against an employee of CellSource CO., LTD. (hereinafter, “the Company”) who committed insider trading related to shares of the Company.(June 30, 2023)
- Recommendation for an administrative monetary penalty payment order against a recipient of information from an officer of TOHTO SUISAN CO., LTD. (hereinafter, “the Company”) who committed insider trading related to shares of the Company.(June 27, 2023)
- Filing a criminal charge of committing transaction recommendation of the shares of IR Japan Holdings, Ltd.(June 6, 2023)
- Recommendation for administrative monetary penalty payment order against an agent of a corporation engaged in negotiation to conclude a contract with BuySell Technologies Co., Ltd. who committed insider trading and recommended the purchase of shares of BuySell Technologies Co., Ltd.(March 28, 2023)
- Recommendation for an administrative monetary penalty payment order against market manipulation relating to shares of JESCO Holdings, Inc. and other securities.(March 24, 2023)
- Filing a criminal charge of committing insider trading of the shares of SOGO MEDICAL HOLDINGS CO., LTD. and SPACE VALUE HOLDINGS Co., Ltd.(March 23, 2023)
- Recommendation for an administrative monetary penalty payment order against an offender who committed insider trading related to shares of N・FIELD Co., Ltd. using information provided from an employee of N・FIELD Co., Ltd. and against the employee for communicating insider information.(February 28, 2023)
Press Releases of 2022
- Filing a criminal charge of committing insider trading of the shares of Ateam Inc. （２）(December 26, 2022)
- Filing a criminal charge of committing insider trading of the shares of Ateam Inc. （１）(December 26, 2022)
- Filing criminal charges of committing insider trading of the shares of Aiming Inc. （２）(December 6, 2022)
- Filing criminal charges of committing insider trading of the shares of Aiming Inc. （１）(December 6, 2022)
- Recommendation for an administrative monetary penalty payment order against market manipulation relating to shares of YE DIGITAL CO., Ltd and other securities.(December 6, 2022)
- Filing criminal charges of committing insider trading of the shares of Tohto Suisan Co., Ltd.(December 1, 2022)
- Recommendation for an administrative monetary penalty payment order against a recipient of information from an employee of NAGOYA ELECTRIC WORKS CO., LTD. who committed insider trading related to shares of the Company.(November 29, 2022)
- Recommendation for an administrative monetary penalty payment order against an employee of TAISEI Co., Ltd. who recommended the purchase of shares of TAISEI Co., Ltd.(September 9, 2022)
- Recommendation for an administrative monetary penalty payment order against market manipulation relating to shares of Nippon Sheet Glass CO., Ltd and other securities.(September 6, 2022)
- Recommendation for administrative monetary penalty payment order against an employee of Kansai Mirai Financial Group, Inc. (hereinafter, “the Company”) who committed insider trading and recommended the purchase of shares of the Company, and against a person who committed insider trading related to shares of the Company, using information provided from the employee.(September 2, 2022)
- Recommendation for an administrative monetary penalty payment order against market manipulation relating to shares of KYOSHA CO., LTD.(June 28,2022)
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation in JGB Futures by Atlantic Trading London Limited (June 21, 2022)
- Filing criminal charges of committing insider trading of the shares of SOFTBRAIN Co., Ltd.(June 3, 2022)
- Recommendation for an administrative monetary penalty payment order against an officer of a corporation engaged in negotiation to conclude a contract with a tender offeror, for committing insider trading related to shares of FamilyMart Co., Ltd.(June 3, 2022)
- Recommendation for an administrative monetary penalty payment order against market manipulation relating to shares of SPANCRETE CORPORATION.(April 26, 2022)
- Filing criminal charges for market manipulation against SMBC Nikko Securities Inc.(2)(April 12, 2022)
- Recommendation for an administrative monetary penalty payment order against market manipulation relating to shares of KAWADA TECHNOLOGIES, INC.(March 25, 2022)
- Filing criminal charges for market manipulation against SMBC Nikko Securities Inc.(March 23, 2022)
- Recommendation for an administrative monetary penalty payment order against a recipient of information from an officer of JUST PLANNING INC. (hereinafter “the Company”) who committed insider trading related to shares of the Company(March 18, 2022)
- Filing criminal charges for using fraudulent means in relation to the shares of tella, Inc.(March 16, 2022)
- Recommendation for an administrative monetary penalty payment order against a recipient of information from an employee of RECOMM CO.,LTD. (hereinafter, “the Company”) who committed insider trading related to shares of the Company(February 25, 2022)
- Filing criminal charges for committing insider trading of the shares of tella, Inc. (3)(February 24, 2022)
- Filing criminal charges for committing insider trading of the shares of tella, Inc. (2)(February 24, 2022)
- Filing criminal charges for committing insider trading of the shares of tella, Inc. (1)(February 24, 2022)
- Filing criminal charges for committing insider trading of the shares of ASAHI EITO CO., LTD.(February 14, 2022)
- Recommendation for an administrative monetary penalty payment order against a recipient of information from an employee of LEOPALACE21 CORPORATION (hereinafter, “the Company”) who committed insider trading related to shares of the Company(January 28, 2022)
- Recommendation for an administrative monetary penalty payment order against an officer of a corporation engaged in negotiation to conclude a contract with Mitsui Sugar Co., Ltd. for committing insider trading related to shares of the Company(January 21, 2022)
- Recommendation for an administrative monetary penalty payment order against market manipulation relating to shares of MITSUBA Corporation(January 21, 2022)
Press Releases of 2021
- Recommendation for Administrative Monetary Penalty Payment Order for Insider Trading in Remixpoint, inc. Stock by an Individual Residing Abroad (December 17, 2021)
- Recommendation for an administrative monetary penalty payment order against market manipulation relating to shares of GNI Group Ltd. and other securities(December 14, 2021)
- Recommendation for an administrative monetary penalty payment order against an officer of MAEDA CORPORATION, who committed insider trading(November 19, 2021)
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation in shares of Yamaha Corporation by Evolution Trading Ltd (November 5, 2021)
- Recommendation for an administrative monetary penalty payment order against market manipulation relating to shares of gumi Inc.(October 15, 2021)
- Filing criminal charges against Nuts Inc. for using fraudulent means（July 12, 2021）
- Filing criminal charges for committing insider trading of the shares of J-LEASE CO.,LTD（June 30, 2021）
- Recommendation for administrative monetary penalty payment order against an offender who committed market manipulation related to shares of IZUMI CO., LTD. and six other securities(June 18, 2021)
- Filing criminal charges of committing market manipulation of the shares of NICHIDAI CORPORATION(March 26, 2021)
- Recommendation for an administrative monetary penalty payment order against an offender who committed insider trading related to shares of Oncolys BioPharma Inc.(February 5, 2021)
- Recommendation for administrative monetary penalty payment order against an employee of a company in negotiation to conclude a contract with AISIN SEIKI CO., LTD. for committing insider trading related to shares of AISIN SEIKI CO., LTD.(January 29, 2021)
- Recommendation for administrative monetary penalty payment orders against two offenders, who committed market manipulation related to shares of Jorudan Co., Ltd.(January 29, 2021)
- Recommendation for administrative monetary penalty payment orders against an employee of ASAHI BROADCASTING CORPORATION for communicating insider information, and against an offender who committed insider trading related to shares of ASAHI BROADCASTING CORPORATION, using information provided from the employee.
Recommendation for administrative monetary penalty payment orders against a worker of a corporation in negotiation to conclude a contract with DLE Inc. for committing insider trading and for communicating insider information, and against an offender who committed insider trading related to shares of DLE Inc., using information provided from the worker(January 15, 2021)
Press Releases of 2020
- Filing a criminal charge of committing recommendation to purchase the shares of Don Quijote Holdings Co., Ltd.(December 22, 2020)
- Recommendation for administrative monetary penalty payment order against an offender who committed market manipulation related to shares of KIMURATAN CORPORATION(December 15, 2020)
- Recommendation for administrative monetary penalty payment order against an offender who committed market manipulation related to shares of Daiwa Heavy Industry Co., Ltd.(November 4, 2020)
- Recommendation for administrative monetary penalty payment order against an offender who committed insider trading related to shares of SOFTMAX CO., LTD.(October 20, 2020)
- Recommendation for administrative monetary penalty payment orders against two offenders who committed insider trading related to shares of KITAGAWA INDUSTRIES CO., LTD.(September 11, 2020)
- Recommendation for administrative monetary penalty payment order against an offender who committed market manipulation related to shares of Saikaya Department Store Co., Ltd.(September 11, 2020)
- Recommendation for administrative monetary penalty payment order for an offender who engaged in sham securities transactions designed to give the false appearance of market trade of shares of SANSHIN CORPORATION(April 17, 2020)
- Recommendation for administrative monetary penalty payment order for a contract negotiator of a tender offeror of SANSHIN CORPORATION, for committing insider trading related to shares of the company(April 17, 2020)
- Recommendation for administrative monetary penalty payment order for an offender who committed market manipulation related to shares of TOYO GOSEI CO., LTD.(February 28, 2020)
- Recommendation for administrative monetary penalty payment order for an offender who committed market manipulation related to shares of BEAT HOLDINGS LIMITED.(January 28, 2020)
- Recommendation for an administrative monetary penalty order against two employees who committed insider trading related to shares of JAPAN DRILLING CO., LTD., and against an employee who recommended the purchase of shares of the Company.(January 28, 2020)
Press Releases of 2019
- Recommendation for administrative monetary penalty payment order against an offender who committed insider trading related to shares of ASAHI INDUSTRIES CO., LTD.(December 10, 2019)
- Recommendation for Administrative Monetary Penalty Payment Order for Insider Trading by Officer of Party in Negotiation to Conclude Contract with INNOTECH CORPORATION Residing Abroad(December 6, 2019)
- Recommendation for administrative monetary penalty payment order for insider trading of shares of NIHON HOUSE HOLDINGS CO., LTD., by two employees of NIHON HOUSE HOLDINGS CO., LTD.(December 6, 2019)
- Recommendation for administrative monetary penalty payment order against two contract negotiators of C’sMEN CO., Ltd., and against two offenders who committed insider trading related to shares of C’sMEN CO., Ltd., using information provided from the two contract negotiators of C’sMEN CO., Ltd.(November 19, 2019)
- Recommendation for administrative monetary penalty payment order for market manipulation of shares of ISHIGAKI FOODS CO., LTD and other securities(November 8, 2019)
- Filing of criminal charges for committing insider trading of the shares of PALMA CORPORATION(November 1, 2019)
- Recommendation for administrative monetary penalty payment order for insider trading of shares of Kozosushi Co., LTD.by a worker of the Company(October 11, 2019)
- Recommendation to impose an administrative penalty order against an offender who committed market manipulation related to shares of KATSURAGAWA ELECTRIC CO., LTD and three other securities(September 20, 2019)
- Recommendation to impose an administrative penalty order against an employee of NIHON CHOUZAI Co., Ltd., who recommended the purchase of shares of NIHON CHOUZAI Co., Ltd.(September 13, 2019)
- Recommendation to impose an administrative penalty order against an employee of YOTAI REFRACTORIES CO., LTD., and against an offender who committed insider trading related to shares of YOTAI REFRACTORIES CO., LTD., using information provided from said employee of YOTAI REFRACTORIES CO., LTD.(September 13, 2019)
- Recommendation to impose an administrative penalty order against an employee of The Sailor Pen Co., Ltd., for committing insider trading related to shares of The Sailor Pen Co., Ltd.(September 6, 2019)
- Recommendation to impose an administrative penalty order against an offender who committed insider trading related to shares of Sansei Technologies, Inc.(July 5, 2019)
- Recommendation to impose an administrative penalty order against an employee of Advanced Media, Inc., and against an offender who committed insider trading related to shares of Advanced Media, Inc., using the information provided from said employee of Advanced Media, Inc.(June 25, 2019)
- Recommendation to impose an administrative penalty order on two employees of Kobe Steel, Ltd., for committing insider trading related to shares of Kobe Steel, Ltd.(June 21, 2019)
- Recommendation to impose an administrative penalty order against an officer of a contract negotiator of UMN Pharma Inc. and against an offender who committed insider trading related to shares of UMN Pharma Inc. using the information provided from said officer of a contract negotiator of UMN Pharma Inc.(May 31, 2019)
- Recommendation to impose an administrative penalty order against an officer of RUDEN HOLDINGS Co., Ltd. who recommended the purchase of shares of RUDEN HOLDINGS Co., Ltd.(May 10, 2019)
- Recommendation to impose an administrative penalty order against an offender who committed market manipulation related to shares of ELNA CO., LTD and two other securities(April 5, 2019)
- Recommendation to impose an administrative penalty order against an offender who used fraudulent means related to shares of WILL GROUP, INC. and four other stocks(March 29, 2019)
- Recommendation to impose an administrative penalty order against an offender who used fraudulent means related to shares of Livesense Inc. and two other stocks(March 29, 2019)
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation of 10-year Japanese Government Bond Futures by Citigroup Global Markets Limited (March 26, 2019)
- Recommendation to impose an administrative penalty order against two offenders who committed insider trading related to shares of S TRUST Co., Ltd. using information provided from an officer of S TRUST Co., Ltd. and against an officer of S TRUST Co., Ltd.(March 15, 2019)
- Recommendation to impose an administrative penalty order against an offender who committed insider trading related to shares of ASATSU-DK INC. using information provided from an employee of ASATSU-DK INC.(March 15, 2019)
- Recommendation to impose an administrative penalty order against nine employees of Takata Corporation for committing insider trading related to shares of Takata Corporation(March 1, 2019)
- Recommendation to impose an administrative penalty order against an offender who committed market manipulation related to shares of DAIBEA Co., Ltd.(January 11, 2019)
- Recommendation to impose an administrative penalty order against an offender who committing insider trading related to shares of DREAM VISION CO., LTD.(January 11, 2019)
Press Releases of 2018
- Recommendation to impose an administrative penalty order against an employee of Oisix.daichi Inc. who recommended the purchase of shares of Oisix.daichi Inc.(December 21, 2018)
- Recommendation to impose an administrative penalty order against an offender who committing insider trading related to shares of Y.S. FOOD CO., LTD.(December 21, 2018)
- Filing of criminal charges for committing insider trading of the shares of DALTON CORPORATION(December 18, 2018)
- Recommendation to impose an administrative penalty order against an offender who committed market manipulation related to shares of Softfront Holdings and other securities.(December 11, 2018)
- Recommendation to impose an administrative penalty order against an offender who committed market manipulation related to shares of Trust Co., Ltd.(December 7, 2018)
- Recommendation to impose an administrative penalty order against an officer of the contract signer with Noevir Holdings Co., Ltd. who recommended the purchase of shares of Noevir Holdings Co., Ltd.(November 27, 2018)
- Recommendation to impose an administrative penalty order against an offender who committing insider trading related to shares of Three-F Co., Ltd.(November 27, 2018)
- 2. Filing of criminal charges for committing insider trading of the shares of LC Holdings, Inc. against two suspects(November 13, 2018)
- 1. Filing criminal charges for committing insider trading of the shares of LC Holdings,Inc. against a suspect(November 13, 2018)
- Filing criminal charges for committing insider trading of the shares of ASATSU-DK Inc. against a suspect(October 30, 2018)
- Recommendation to impose an administrative penalty order against an offender who used fraudulent means related to shares of DAIICHI KIGENSO KAGAKU KOGYO CO., LTD. and six other stocks(October 5, 2018)
- Recommendation to impose an administrative penalty order against an offender who committed insider trading related to shares of NIPPON KINZOKU co., ltd.(August 31, 2018)
- Recommendation to impose an administrative penalty order against an employee of Pocketcard Co., Ltd. who recommended the purchase of shares of Pocketcard Co., Ltd.(August 31, 2018)
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation of 10-year Japanese Government Bond Futures by Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. (June 29, 2018)
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation of Shares of cocokara fine Inc. by Individual Residing Abroad (June 26, 2018)
- Recommendation to impose an administrative penalty order against an offender who committed insider trading related to shares of Yurtec Corporation(June 19, 2018)
- Recommendation to impose an administrative penalty order against an offender who committed insider trading related to shares of USEN CORPORATION using the information provided from an officer of U-NEXT Co., Ltd.(June 19, 2018)
- Filing a criminal charge of committing insider trading of the shares of SUMIDA CORPORATION against a suspect(June 18, 2018)
- Recommendation to impose an administrative penalty order against an offender who committed market manipulation related to shares of Hinokiya HOLDINGS Co., Ltd.(May 11, 2018)
- Recommendation to impose an administrative penalty order against an offender who committed insider trading related to shares of erex Co., Ltd.(April 24, 2018)
- Recommendation to impose an administrative penalty order against two advisors of Precision System Science Co., Ltd. for committing insider trading related to shares of Precision System Science Co., Ltd.(March 30, 2018)
- Recommendation to impose an administrative penalty order against an offender who committed market manipulation related to shares of Yurtec Corporation and one other type of securities(March 23, 2018)
- Recommendation to impose an administrative penalty order against an officer of Escrow Agent Japan, Inc. and against an offender who committed insider trading related to shares of Escrow Agent Japan, Inc. using the information provided from the officer of Escrow Agent Japan, Inc.(March 16, 2018)
- Recommendation to impose an administrative penalty order against an officer of a subsidiary of MISAWA HOMES CO., LTD. for committing insider trading related to shares of MISAWA HOMES CO., LTD.(March 16, 2018)
- Recommendation to impose an administrative penalty order against an officer of Japan Third Party Co., Ltd. for committing insider trading related to shares of Japan Third Party Co., Ltd.(February 27, 2018)
- Recommendation to impose an administrative penalty order against two offenders who committed insider trading related to shares of Proroute Marumitsu Co., Ltd, using the information provided from a contractor of Proroute Marumitsu Co., Ltd.(February 27, 2018)
- Recommendation to impose an administrative penalty order against an offender who committed insider trading related to shares of Nikko Travel Co., using the information provided from an employee of ISETAN MITSUKOSHI HOLDINGS.(February 16, 2018)
- Recommendation to impose an administrative penalty order against an officer of a contract negotiator of Anshin Guarantor Service Co.,Ltd. and against an offender who committed insider trading related to shares of Anshin Guarantor Service Co.,Ltd. using the information provided from an officer of Anshin Guarantor Service Co.,Ltd., and against an officer of Anshin Guarantor Service Co.,Ltd.(January 26, 2018)
- Filing criminal charges of committing insider trading of the shares of TOSHIBA TEC CORPORATION against two suspects(January 25, 2018)
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation of Shares of Evolable Asia Corp. by Asset Design Co., Ltd. (January 16, 2018)
Press Releases of 2017
- Recommendation to impose an administrative penalty order against an employee of Japan Investment Adviser Co., for committing insider trading related to shares of Japan Investment Adviser Co.(December 15, 2017)
- Recommendation to impose an administrative penalty order against an employee of NTT DATA Corporation and an offender who committed insider trading related to shares of NJK Corporation using the information provided from the employee(December 15, 2017)
- Recommendation to impose an administrative penalty order against an offender who committed insider trading related to shares of CI:Z HOLDINGS, using the information provided from an officer of CI:Z HOLDINGS(December 8, 2017)
- Filing criminal charges of committing market manipulation of the shares of Stream Co., Ltd. against four suspects(November 27, 2017)
- Filing criminal charges of committing market manipulation of the shares of Stream Co., Ltd. against three suspects(November 21, 2017)
- Recommendation to impose an administrative penalty order against an offender who committed market manipulation related to shares of Central Glass Co., Ltd. and four other securities(November 21, 2017)
- Recommendation to impose an administrative penalty order against an employee of Bunkyodo Group Holdings Co., Ltd for committing insider trading related to shares of Bunkyodo Group Holdings Co., Ltd.(November 10, 2017)
- Recommendation to impose an administrative penalty order against an employee of CCS Inc. and an employee who committed insider trading related to shares of CCS Inc. using the information provided from the employee(September 8, 2017)
- Recommendation to impose an administrative penalty order against an offender who committed market manipulation related to shares of Asaka Riken Co.,Ltd.(September 1, 2017)
- Recommendation for Administrative Monetary Penalty Payment Order for Insider Trading by Individual Contractor with SUNCORPORATION Residing Abroad (June 30, 2017)
- Filing criminal charges against two persons suspected of committing insider trading of the shares of HIMIKO Co., Ltd.(June 27, 2017)
- Recommendation to impose an administrative penalty order against an offender who received insider information from an officer of ETA ELECTRIC INDUSTRY CO., LTD. for committing insider trading related to the shares of ETA ELECTRIC INDUSTRY CO., LTD.(May 26, 2017)
- Recommendation to impose an administrative penalty order against an offender who committed market manipulation related to shares of Forval RealStraight Inc. and six other securities(April 11, 2017)
- Recommendation to impose an administrative penalty order against three offenders who committed insider trading related to shares of Aisei Pharmacy Co.,Ltd. using the information provided from a contract negotiator of a tender offeror of Aisei Pharmacy Co.,Ltd.(March 31, 2017)
- Recommendation to impose an administrative penalty order against two officers of FueTrek Co., Ltd. and three offenders who committed insider trading related to shares of FueTrek Co., Ltd. using the information provided from the officers(March 31, 2017)
- Filing criminal charges against Arts Securities Co., Ltd, and others suspected of conducting fraudulent means with regard to the Medical Accounts Receivable Securitized bonds. (2)(March 27, 2017)
- Recommendation to impose an administrative penalty order against an offender who committed market manipulation related to shares of DIGITAL DESIGN Co., Ltd.(March 24, 2017)
- Recommendation for Administrative Monetary Penalty Payment Order for Insider Trading of Shares of Tri-Stage inc. by Prospect Asset Management, Inc. (March 22, 2017)
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation of shares of Ezaki Glico Co., Ltd. and three other companies by Caspian Trading Ltd. (formerly Celera Global Ltd.) (March 17, 2017)
- Recommendation to impose an administrative penalty order against an employee of a subsidiary of ASAHI KASEI CORPORATION for committing insider trading related to shares of ASAHI KASEI CORPORATION(March 7, 2017)
- Filing criminal charges against Arts Securities Co., Ltd, and others suspected of conducting fraudulent means with regard to the Medical Accounts Receivable Securitized bonds(March 6, 2017)
- Recommendation to impose administrative penalty orders against an officer and nine employees of Morpho, Inc., including seven members of Morpho, Inc. employees’ stock ownership association (hereinafter referred to as “the association”), for committing insider trading related to shares of Morpho, Inc.(February 24, 2017)
- Recommendation to impose an administrative penalty order against an employee of LONGLIFE HOLDING Co.,Ltd. and SANWA COMPANY LTD. for committing insider trading related to shares of these two companies(February 10, 2017)
- Recommendation to impose an administrative penalty order against an offender who committed market manipulation related to shares of IG Port, Inc.(January 31, 2017)
Press Releases of 2016
- Recommendation to impose an administrative penalty order against an officer of HANATEN Co., Ltd. and two offenders who committed insider trading related to shares of HANATEN Co., Ltd. using the information provided from the officer(December 9, 2016)
- Filing a criminal charge against a person suspected of committing insider trading(December 7, 2016)
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation of shares of SEIBU HOLDINGS INC. by Morgan Stanley MUFG Securities Co., Ltd. (December 6, 2016)
- Recommendation to impose an administrative penalty order against an offender who committed insider trading related to shares of WATABE WEDDING CORPORATION using the information provided from a contractor of WATABE WEDDING CORPORATION(December 2, 2016)
- Recommendation to impose an administrative penalty order against an offender who committed market manipulation related to shares of Cross Marketing Group Inc. and another security(November 22, 2016)
- Recommendation to impose an administrative penalty order against an employee of TAKACHIHO KOHEKI CO., LTD. for committing insider trading related to shares of TAKACHIHO KOHEKI CO., LTD.(November 15, 2016)
- Recommendation to impose an administrative penalty order against three offenders who committed insider trading related to shares of ALBERT Inc. using the information provided from an officer of ALBERT Inc.(November 1, 2016)
- Recommendation to impose an administrative penalty order against a contract negotiator of Nihon Seimitsu Co., Ltd. for committing insider trading and for communicating insider information related to shares of Nihon Seimitsu Co., Ltd., and against two offenders who committed insider trading related to shares of Nihon Seimitsu Co., Ltd. using the information provided.(October 28, 2016)
- Recommendation to impose an administrative penalty order against an offender who received insider information from an officer of the contract negotiator of a tender offeror of TOKYO KOHTETSU CO., Ltd. for committing insider trading related to shares of TOKYO KOHTETSU CO., Ltd.(October 25, 2016)
- Filing a criminal charge against a person suspected of committing market manipulation(October 11, 2016)
- Recommendation to impose an administrative penalty order against an offender who received insider information from a contract negotiator of a tender offeror of Minnano Wedding Co., Ltd. for committing insider trading related to shares of Minnano Wedding Co., Ltd.(September 27, 2016)
- Recommendation to impose an administrative penalty order against an offender who committed market manipulation related to shares of TECHNO HORIZON HOLDINGS CO., LTD. and two other securities(September 27, 2016)
- Recommendation to impose an administrative penalty order against a contract negotiator of a tender offeror of KEIOZU HOLDINGS COMPANY for committing insider trading related to shares of KEIOZU HOLDINGS COMPANY(September 21, 2016)
- Recommendation to impose an administrative penalty order against an offender who received insider information from an employee of a subsidiary of Toyo Tire & Rubber Co., Ltd. for committing insider trading related to the shares of Toyo Tire & Rubber Co., Ltd.(August 23, 2016)
- Filing a criminal charge against a person suspected of committing market manipulation(August 22, 2016)
- Filing a criminal charge against a person suspected of committing insider trading in violation of the Financial Instruments and Exchange Act(August 1, 2016)
- Recommendation to impose an administrative penalty order against an employee of a contractor of PIXELA CORPORATION and two other companies for committing insider trading related to shares of PIXELA CORPORATION and the two other companies, and against an officer of a contractor of PIXELA CORPORATION for communicating insider information, and against two offenders who committed insider trading related to shares of PIXELA CORPORATION using the information provided(July 12, 2016)
- Recommendation for Administrative Monetary Penalty Payment Order for Insider Trading of Shares of GameOn Co., Ltd. by Employee of Tender Offeror Residing Abroad (June 15, 2016)
- Filing criminal charges against three persons suspected of committing market manipulation(June 14, 2016)
- Recommendation to impose an administrative penalty order against an employee of a tender offeror of Nihon Inter Electronics Corporation for committing insider trading related to shares of Nihon Inter Electronics Corporation(June 7, 2016)
- Recommendation to impose an administrative penalty order against an offender who committed market manipulation related to shares of Kyokuto Boeki Kaisha, Ltd. and four other securities(June 3, 2016)
- Recommendation to impose an administrative penalty order against a contract negotiator of FreeBit Co., Ltd. (offender(1)) and an offender who received insider information from the contractor (offender(2)) for committing insider trading related to shares of FreeBit Co., Ltd.(May 24, 2016)
- Recommendation to impose an administrative penalty order against an offender who committed market manipulation related to shares of Medrx Co., Ltd.(April 26, 2016)
- Recommendation to impose an administrative penalty order against an employee of a contract negotiator of Nippon Manufacturing Service Corporation for committed insider trading related to shares of Nippon Manufacturing Service Corporation(March 25, 2016)
- Recommendation to impose an administrative penalty order against an officer of SHIFT INC. for communicating insider information and against an offender who committed insider trading using the information provided(March 25, 2016)
- Recommendation to impose an administrative penalty order against two offenders who committed market manipulation related to shares of WiZ CO., LTD.(March 15, 2016)
- Recommendation to impose an administrative penalty order against an offender who used fraudulent means related to shares of inspec Inc.(March 8, 2016)
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation by Blue Sky Capital Management Pty Ltd (March 4, 2016)
- Recommendation to impose an administrative penalty order against two offenders who received insider information from an officer of EMORI GROUP HOLDINGS Co., Ltd. for committing insider trading related to shares of EMORI GROUP HOLDINGS Co., Ltd.(February 16, 2016)
- Recommendation to impose an administrative penalty order against an employee of I'rom Holdings Co., Ltd. for communicating insider information and against an offender who committed insider trading using the information provided(February 9, 2016)
- Recommendation to impose an administrative penalty order against an offender who received insider information from an employee of Ishiyama Gateway Holdings Inc. for committing insider trading related to shares of Ishiyama Gateway Holdings Inc.(February 2, 2016)
- Recommendation to impose an administrative penalty order against an offender who committed market manipulation related to shares of Mipox Corporation(February 2, 2016)
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation by Evo Investment Advisors Ltd. (February 2, 2016)
Press Releases of 2015
- Filing criminal charges against Suspects A and B for spreading rumors and using fraudulent means, and in addition against Suspect A for failing to submit Reports of Possession of Large Volume(December 24, 2015)
- Recommendation to impose an administrative penalty order against two offenders who received insider information from an officer of a contractor of SUMITOMO CORPORATION for committing insider trading related to shares of SUMITOMO CORPORATION(December 22, 2015)
- Recommendation to impose an administrative penalty order against an offender who committed market manipulation related to shares of Bank of The Ryukyus, Limited(December 15, 2015)
- Recommendation to impose an administrative penalty order against an offender who received insider information from an officer of SK-Electronics CO., LTD., for committing insider trading related to shares of SK-Electronics CO., LTD.(December 15, 2015)
- Filing a criminal charge against a person suspected of committing insider trading in violation of the Financial Instruments and Exchange Act(December 8, 2015)
- Filing criminal charges against three persons suspected of committing market manipulation in violation of the Financial Instruments and Exchange Act(December 4, 2015)
- Recommendation to impose an administrative penalty order against an employee of a contractor of R-TECH UENO, LTD. for committing insider trading related to shares of R-TECH UENO, LTD.(November 25, 2015)
- Recommendation to impose an administrative penalty order against an offender who committed market manipulation related to shares of The Toho Bank, Ltd.(October 23, 2015)
- Recommendation to impose an administrative penalty order against an employee of a contractor of a parent company of a tender offeror of WebCrew Inc. for communicating insider information about the TOB of WebCrew Inc., and an offender who committed insider trading using the information provided(October 23, 2015)
- Recommendation for Administrative Monetary Penalty Payment Order for Insider Trading of Shares of GameOn Co., Ltd. by Individual Investor Residing Abroad (October 23, 2015)
- Recommendation to impose an administrative penalty order against a former officer of Skymark Airlines Inc. for committing insider trading related to shares of Skymark Airlines Inc.(October 9, 2015)
- Recommendation to impose an administrative penalty order against an offender who committed market manipulation related to shares of YAMAZAKI CO., LTD.(September 18, 2015)
- Recommendation to impose an administrative penalty order against an employee of PIONEER CORPORATION for committing insider trading related to shares of PIONEER CORPORATION and ONKYO CORPORATION.(September 8, 2015)
- Recommendation to impose an administrative penalty order against an offender who committed market manipulation related to shares of C&G SYSTEMS INC. and other securities(August 4, 2015)
- Recommendation to impose an administrative penalty order against two offenders who received insider information from an officer of a negotiator with a tender offer and for committing insider trading related to shares of TOMEN ELECTRONICS CORPORATION(July 28, 2015)
- Recommendation to impose an administrative penalty order against an offender who committed market manipulation related to shares of THE SHIGA BANK. LTD and other securities(June 26, 2015)
- Recommendation to impose an administrative penalty order against an offender who committed market manipulation related to shares of SAKAE ELECTRONICS CORPORATION, and shares of other companies(June 26, 2015)
- Recommendation for Administrative Monetary Penalty Payment Order for Insider Trading by Officer of Party in Negotiation to Conclude Contract with Gokurakuyu Co., Ltd.(June 19, 2015)
- Filing criminal charges against Ishiyama Gateway Holdings Inc. and its managements for fraudulent practices regarding a false disclosure(June 15, 2015)
- Filing criminal charges against a suspect for committing insider trading related to the allocation of new shares to a third party of The Earth CO.(June 2, 2015)
- Recommendation to impose an administrative penalty order against an offender who received insider information from an officer of FISCO Ltd. for committing insider trading related to shares of FISCO Ltd. and NCXX Inc.(May 29, 2015)
- Recommendation to impose an administrative penalty order against an offender who received insider information from an officer of ENERES Co., Ltd. for committing insider trading related to shares of ENERES Co., Ltd.(May 29, 2015)
- Recommendation to impose an administrative penalty order against an offender who committed market manipulation related to shares of TRUST CO., LTD.(April 17, 2015)
- Recommendation to impose an administrative penalty order against an offender who received insider information from an officer of negotiator with Mitsubishi Chemical Holdings Corporation, for committing insider trading related to shares of Mitsubishi Chemical Holdings Corporation(March 27, 2015)
- Recommendation to impose an administrative penalty order against nine offenders (seven persons and two corporations) who received insider information from officers and employees of TAIYO NIPPON SANSO CORPORATION, for committing insider trading related to shares of TAIYO NIPPON SANSO CORPORATION(March 27, 2015)
- Filing criminal charges against two suspects for committing insider trading related to a tender offer for the shares of TOMEN ELECTRONICS CORPORATION(March 24, 2015)
- Recommendation to impose an administrative penalty order against four offenders who received insider information from an officer of a negotiator with a tender offeror for committing insider trading related to shares of TOMEN ELECTRONICS CORPORATION(March 24, 2015)
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation by Select Vantage Inc.(March 6, 2015)
- Recommendation to impose an administrative penalty order against an offender who committed market manipulation related to shares of TAKADA CORPORATION(February 27, 2015)
- Recommendation to impose an administrative penalty order on an employee of KAJI TECHNOLOGY CORPORATION for committing insider trading related to shares of KAJI TECHNOLOGY CORPORATION(February 20, 2015)
Press Releases of 2014
- Recommendation to impose an administrative penalty order against an offender who received insider information from an officer of NISSHIN FUDOSAN Co., Ltd. and committed insider trading related to shares of NISSHIN FUDOSAN Co., Ltd.(December 19, 2014)
- Filing criminal charges against a person suspected of committing market manipulation in violation of the Financial Instruments and Exchange Act(December 19, 2014)
- Recommendation to impose an administrative penalty order against an offender who received insider information from an officer of WirelessGate, Inc. and committed insider trading related to shares of WirelessGate, Inc.(December 12, 2014)
- Recommendation to impose an administrative penalty order against an offender who received insider information from an employee of a negotiator of a tender offeror for committing insider trading related to shares of Hitachi Medical Corporation(December 5, 2014)
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation by Areion Asset Management Company Limited(December 5, 2014)
- Recommendation to impose an administrative penalty order against an offender who received insider information from a negotiator of a tender offeror for committing insider trading related to shares of CHIMNEY CO., LTD.(November 11, 2014)
- Recommendation to impose an administrative penalty order against an offender who committed market manipulation related to shares of ISE CHEMICALS CORPORATION(November 11, 2014)
- Recommendation to impose an administrative penalty order against an offender who comitted market manipulation related to shares of Kawaguchi Chemical Industry Co., LTD.(October 10, 2014)
- Recommendation to impose an administrative penalty order against an offender who received insider information from an employee of Yume no Machi Souzou Iinkai Co., Ltd. for committing insider trading related to shares of Yume no Machi Souzou Iinkai Co., Ltd.(October 10, 2014)
- Filing criminal charges against day traders suspected of committing market manipulation using techniques such as false buying and selling offers in violation of the Financial Instruments and Exchange Act(October 7, 2014)
- Recommendation to impose an administrative penalty order for a case of market manipulation related to shares of HOKUSHIN CO., LTD.(September 9,2014)
- Recommendation to impose an administrative penalty order on an officer of Giken Kogyo Co., Ltd. for committing insider trading related to shares of Giken Kogyo Co., Ltd(September 9,2014)
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation of 10-year Japanese Government Bond Futures (September 5, 2014)
- Filing criminal charges against a person suspected of committing a fraudulent practice regarding allocation of shares to the third parties in violation of the Financial Instruments and Exchange Act(August 8, 2014)
- Recommendation to impose an administrative penalty order against a case of market manipulation related to shares of TASAKI & Co., Ltd.(July 29, 2014)
- Recommendation to impose an administrative penalty order against a case of market manipulation related to shares of Media Create Co., Ltd.(July 29, 2014)
- Recommendation to impose an administrative penalty charge against a person who received insider information from an officer of a contractor of a tender offeror for committing insider trading related to shares of ROYAL ELECTRIC CO., LTD.(June 20, 2014)
- Recommendation to impose an administrative penalty charge against an employee of a contractor of a tender offeror and an individual who received insider information from the employee for committing insider trading related to shares of IMI Corporation(June 20, 2014)
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation by Musashi Securities Co., Ltd. (June 13, 2014)
- Recommendation to impose an administrative penalty charge against an officer of Aeon Co., Ltd. and three persons who received insider information from the officer, for committing insider trading related to shares of the Daiei, Inc.(May 30, 2014)
- Recommendation to impose an administrative penalty charge against an employee of JAMCO CORPORATION for committing insider trading(May 20, 2014)
- Recommendation to impose an administrative penalty charge against a contractor of FLIGHT SYSTEM CONSULTING, Inc. for committing insider trading(May 20, 2014)
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation by Select Vantage Inc. (February 18, 2014)
Press Releases of 2013
- Recommendation for Administrative Monetary Penalty Payment Order for Insider Trading by Nissay Asset Management Corporation (December 2, 2013)
- Recommendation for Administrative Monetary Penalty Payment Order for Insider Trading by Stats Investment Management Co., Ltd. (December 2, 2013)
- Recommendation for Administrative Monetary Penalty Payment Order for Insider Trading by Finnowave Investments, Inc. (December 2, 2013)
- Recommendation for Administrative Monetary Penalty Payment Order for Insider Trading by MAM PTE. LTD. (December 2, 2013)
- Recommendation for Administrative Monetary Penalty Payment Order for Using Fraudulent Means of the Securities of Wedge Holdings CO., LTD. (November 1, 2013)
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation of the Shares of RISE Inc. (July 31, 2013)
Press Releases of 2012
- Recommendation for Administrative Monetary Penalty Payment Order for Market Manipulation of the Shares of Yahoo Japan Corporation (December 13, 2012)
- Recommendation for Administrative Monetary Penalty Payment Order for Insider Trading by Japan Advisory LLC (November 2, 2012)
- Recommendation for Administrative Action Based on Findings of the Inspection of Japan Advisory LLC (June 29, 2012)
- Recommendation for Administrative Monetary Penalty Payment Order for Insider Trading by Recipient of Information from Employee of Company in Negotiations of Contract with Tokyo Electric Power Company (TEPCO) (June 8, 2012)
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