○ Subscribing to the Email Information Service (Japanese/English)
The Financial Services Agency provides an Email Information Service (Japanese and English) through its website. If you register your email address on the Japanese subscription page, we will email you once a day with the latest information, such as the monthly publication, “Access FSA,” and daily press releases.
If you register on the English subscription page, we will email you once a day with the latest information, such as the “What's New” information on the English website as well as the “FSA Newsletter.”
To register in Japanese, please access , and to register in English, please access Subscribing to E-mail Information Service
○ Subscribing to the SESC Email Information Service
The Securities and Exchange Surveillance Commission (SESC) provides an Email Information Service (Japanese/English) through its website. If you register your email address, we will email you with the latest information from the SESC website, such as recommendations relating to administrative action against financial instruments business operators and recommendations relating to orders for the payment of administrative monetary penalties.
* For further details and to register in Japanese, please access , and to register in English, please access Subscribing to E-mail Information Service on the SESC website.
○ Subscribing to the CPAAOB Email Information Service
The Certified Public Accountants and Auditing Oversight Board (CPAAOB) provides an Email Information Service (Japanese/English) through its website. If you register your email address, we will email you with the latest information from the CPAAOB website.
* For further details and to register in Japanese, please access , and to register in English, please access Subscribing to E-mail Information Service on the CPAAOB website.
[Main Press Releases in May, June and July]
May 11 | Results of soliciting opinions concerning (draft) policy on nature of regulations on mutual aid business, and bill submitted to Diet | ||
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Decision on order to pay administrative monetary penalty for false statements in annual securities reports, etc. of Link One Co., Ltd. | |||
May 12 | “6th Panel on Certified Public Accountant System” Held | ||
May 14 | Cabinet Order and Cabinet Office Ordinance on Partial Enforcement of Act Partially Revising the 2010 Financial Instruments and Exchange Act, etc. | ||
May 18 | Requests for financial facilitation considering foot-and-mouth disease, etc. | ||
New Japanese Bond Income Tax Exemption Scheme | |||
May 21 | Business Accounting Council 17th Internal Controls Subcommittee document (held May 21, 2010) | ||
Decision on order to pay an administrative monetary penalty for insider trading by recipient of information from a substantial manager of Tokyo Koki Ltd. | |||
May 25 | Prioritized screening of annual securities reports for the year ended March 2009, and results of situation survey | ||
Points of attention in preparing and submitting annual securities reports (year ended March 2010 edition) | |||
“2nd Corporate Governance Liaison Meeting” | |||
May 26 | “7th Panel on Certified Public Accountant System” Held | ||
Update of the “Collection of Cases in which Administrative Action Has Been Taken” | |||
“Financial Tax System Study Group” held | |||
May 27 | Administrative disciplinary action against the Incubator Bank of Japan, Limited | ||
May 28 | Overview of the financial results of regional banks as of end-March 2010 | ||
Overview of the financial results of major banks, etc. as of end-March 2010 | |||
Disciplinary actions against audit firms | |||
Situation of changes in lending terms based on the Act concerning Temporary Measures to Facilitate Financing for SMEs, etc. (early report values) | |||
Promulgation of the “Cabinet Office Ordinance Partially Revising the Cabinet Office Ordinance on Fund Transfer Business Operators” | |||
May 31 | Update of money lending business related statistics | ||
June 2 | Partial revision of “FSA Regulatory Notice Stipulating Company Accounting Standards Determined by the FSA Commissioner as Provided in Rules on Consolidated Financial Statement Terminology, Forms and Preparation Methods”, etc. | ||
June 3 | Administrative disciplinary actions against Epsom Aibakai Co., Ltd. and Japan Horseman Club Co., Ltd. | ||
June 4 | Administrative disciplinary action against Bank of The Ryukyus, Limited | ||
Announcement of “Status of Reflecting FY2008 Policy Evaluation Results in Policies” | |||
Measures taken after receipt of public comments on the “Partial Revision of the Points of Attention on Disclosure of Corporate Information, etc. (Corporate Information Disclosure Guidelines)” | |||
Measures taken after receipt of public comments on the Partial Revision of Supervisory Guidelines, etc. for Customer Related Information Management Systems (draft) | |||
Measures taken after receipt of public comments on the partial revision of the Supervisory Guidelines, etc. on the Alternative Dispute Resolution System in the Financial Sector (Financial ADR System), the Financial Inspection Manual, etc. (draft) | |||
Decision on order to pay administrative monetary penalty for market manipulation of ValueCommerce Co., Ltd. shares (1) | |||
Decision on order to pay an administrative monetary penalty for market manipulation of ValueCommerce Co., Ltd. shares (2) | |||
June 8 | General Meeting of the Business Accounting Council documents (held June 8, 2010) | ||
June 9 | FSA Planning and Coordination Bureau, Vice Commissioner for International Affairs elected as of International Organization of Securities Commissions (IOSCO) Technical Committee Vice-Chairman | ||
June 10 | Progress of Europe’s equivalence assessment of Japan’s rating company regulations (announcement of equivalence assessment by CESR) | ||
Business Accounting Council, 18th Internal Controls Subcommittee documents (held June 10, 2010) | |||
June 11 | Formal complaint of inspection evasion in the Incubator Bank of Japan, Limited | ||
Status of crime involving counterfeit ATM cards | |||
Status of handling counterfeit ATM card problems, etc. (March 31, 2010) | |||
Measures taken after receipt of public comments on the “Revision of Cabinet Office Ordinance on the Amended Money Lending Business Act (draft)” | |||
June 15 | Measures taken after receipt of public comments on the partial revision of “Comprehensive Guidelines for the Supervision of Money Lending Business Operators” and “Clerical Guidelines (3rd Volume: Finance Company Related)” (draft) | ||
Measures taken after receipt of public comments on the partial revision of “Comprehensive Guidelines for the Supervision of Major Banks, etc.” and “Comprehensive Guidelines for the Supervision of Regional Financial Institutions (draft)” | |||
June 16 | Execution of field test on introduction of solvency evaluation on an economic value basis | ||
June 17 | Voluntary application and initial application of International Financial Reporting Standards (IFRS) | ||
Administrative disciplinary action against Chitose Tsusho Co., Ltd. | |||
Announced termination of notices such as “FSA Regulatory Notice Designating Organizations which can Perform Clerical Work concerning Execution of Money Lending Business Handling Manager Training.” | |||
“3rd Corporate Governance Liaison Meeting” held | |||
June 18 | License issued for foreign non-life insurance business | ||
Outline of the results of the SME Business Sentiment Questionnaire | |||
Report on Content of Measures Taken to Dispose of Bankrupt Financial Institutions, etc. | |||
June 21 | Announcement of “Clerical Guidelines (Volume 3: Financial Company Related - 15 - Registered Training Institution Related) (draft)” | ||
Announcement of “FSA Regulatory Notice on Time, etc. Designated by the Commissioner of the Financial Services Agency, based on Provisions of the Ordinance for Enforcement of Money Lending Business Act, Article 26-63, No.2 and No.3” | |||
June 22 | FY2011: Solicitation of opinions on tax system revision requests | ||
“Amended Money Lending Business Act Follow-up Team” Established | |||
“8th Panel on Certified Public Accountant System” Held | |||
June 25 | Administrative disciplinary action against Takagi Securities Co., Ltd. | ||
Decision that there was no violation in the case regarding false statements in the prospectus for sale of Bic Camera Inc. shares held by a Bic Camera officer | |||
Exposures of Japanese deposit-taking institutions to subprime-related products and securitized products based on the leading practices summarized in the FSF report | |||
Decision on order to pay an administrative monetary penalty for insider trading by a recipient of information from an employee of Yamazaki Baking Co., Ltd. | |||
June 28 | Announcement of Cabinet Office Ordinance on Disclosure of Corporate Information, etc. (draft) | ||
June 29 | Administrative disciplinary action against Rights Trust Inc. | ||
Project plan for reducing Japanese government bond settlement risks | |||
June 30 | Overview of major banks’ financial results as of March 31, 2010 | ||
Administrative Actions on Shinsei Bank, Ltd. | |||
Execution status report on sound management planning | |||
Update of money lending business related statistics | |||
Announcement of pay levels of officers of special corporations and authorized corporations | |||
Extension, expansion and enhancement of the “Borrowers Beware’ Campaign” | |||
Measures taken after receipt of public comments on the “Notice of Partial Revision of Notice concerning the Basel II First Pillar (draft)” | |||
Designation of electronic monetary claim recording institutions | |||
Status of changes in lending terms based on the Act concerning Temporary Measures to Facilitate Financing for SMEs, etc. | |||
July 5 | FSA and SEC held the sixth meeting of the “FSA-SEC High-Level Dialogue” | ||
July 8 | General Meeting of the Business Accounting Council documents (held July 8, 2010) | ||
July 9 | Administrative Disciplinary Action against J-STOCK PARTNERS Co., Ltd. | ||
Decision on order to pay an administrative monetary penalty for insider trading by a recipient of information from an employee of a party negotiating a contract with Bit-isle inc. | |||
Decision on order to pay an administrative monetary penalty for false statements in a semiannual report for Remixpoint, Inc. | |||
“Children Visitors Day” notice | |||
July 12 | Approval of bank merger | ||
July 14 | Decision on order to pay administrative monetary penalty for false statements in annual securities reports, etc. of Victor Company of Japan, Limited | ||
July 16 | Press release on progress on the regulatory reform package by the Basel Committee on Banking Supervision, and announcement of consultative document on counter cyclical capital buffer | ||
Administrative disciplinary action against Sanei Securities Corporation | |||
Concord Co., Ltd. | |||
Administrative disciplinary action against Kirayaka Bank, Ltd. | |||
Announcement of “Cabinet Office Ordinance Partially Revising the Ordinance for Enforcement of Banking Law, etc. (draft)” | |||
July 21 | Publication of the “Collection of Examples of Issues Pointed out in Financial Inspections” | ||
July 23 | “Situation of Relationship-based Local Banking Initiatives in FY2009” | ||
Decision on order to pay an administrative monetary penalty for insider trading by an employee of Kyoei Sangyo Co., Ltd. (1) | |||
Decision on order to pay an administrative monetary penalty for insider trading by an employee of Kyoei Sangyo Co., Ltd. (2) | |||
Money Lending Consultation Desk opened | |||
July 26 | FSA extends temporary measures regarding restrictions on short selling and purchase of own stocks by listed companies | ||
July 27 | Press release “The Group of Governors and Heads of Supervision reach broad agreement on Basel Committee capital and liquidity reform package,” announced by the Group of Governors and Heads of Supervision | ||
July 28 | Partial revision of “Comprehensive Guidelines for the Supervision of Major Banks, etc.,” etc. | ||
Administrative disciplinary action against Linemap Investment Advisory Inc. | |||
July 29 | Partial revision of “FSA Regulatory Notice Stipulating Company Accounting Standards Determined by the FSA Commissioner as Provided in Rules on Consolidated Financial Statement Terminology, Forms and Preparation Methods,” etc. | ||
“9th Panel on Certified Public Accountant System” Held | |||
Decision to order an administrative monetary penalty for insider trading by a recipient of information from a party to a contract with Sowa Jisho Co., Ltd. | |||
“Financial Tax System Study Group: Discussion Points” | |||
Results of solicitation of opinions on FY2011 tax system reform requests | |||
“Financial Tax System Study Group” held | |||
July 30 | Update of money lending related statistics | ||
Status of counseling, etc. provided by the “Counseling Office for Financial Services Users” (period: April 1 to June 30, 2010) | |||
Number of cases of information provided on improper use of deposit accounts | |||
Execution status of management reinforcement plan of Yamanashikenmin Shinyoukumiai and management reinforcement guidance plan of The Shinkumi Federation Bank (year ended March 2010) | |||
Execution status of management reinforcement plans of Kiyo Holdings, inc., The Kiyo Bank, Ltd. and The Howa Bank, Ltd. (year ended March 2010) | |||
Execution status of management reinforcement plans of 10 regional banks (year ended March 2010) | |||
9th Panel on Certified Public Accountant System documents (July 30, 2010) | |||
Promulgation of Cabinet Ordinances and FSA Regulatory Notices concerning the extension of temporary measures regarding restrictions on short selling and purchase of own stocks by listed companies |
* Details of any items with an Access symbol, can be viewed by clicking on the Access symbol.
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