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Past Releases (2014)
December 2014
December 26
- Publication of a progress report on Business Revitalization Plans
- Figures regarding suspended repayments following the Great East Japan Earthquake (as of September 30, 2014)
- Administrative penalty charge against MAM PTE. Ltd. for committing insider trading regarding the stocks of Nippon Sheet Glass Co., Ltd.
- Updated list of issuers of gift certificates in repayment procedures based on the "Payment Services Act"
- Update of the measures taken in response to the Great East Japan Earthquake
- Discontinuance of business of a foreign audit firm
- Publication of the draft EDINET Taxonomy - 2015
- Updated technical documents of the XBRL reference for the draft Next Generation EDINET Taxonomy for 2015
- Publication of foreign audit firms in the official gazette
- Press Conference by the Minister for Financial Services (December 24, 2014) Japanese version
- Publication of the Exposure Draft of the “Japan’s Corporate Governance Code”- Seeking Sustainable Corporate Growth and Increased Corporate Value over the Mid- to Long-term -
- Updated statistics of money lending business
- Policy Statement by Taro Aso, Minister of Finance and Minister of State for Financial Services, at the Committee on Financial Affairs of the House of Representatives
- Policy Statement by Taro Aso, Minister of Finance and Minister of State for Financial Services, at the Committee on Financial Affairs of the House of Councilors
December 25
- Updated list of entities who are operating financial instruments business without proper registration (Kanto Local Finance Bureau)
- Publication of a revised reference casebook on "Guidelines for Personal Guarantee Provided by Business Owners"
- Publication of the 138th issue of the FSA’s monthly journal, Access FSA
- Publication of the Financial Monitoring Policy for 2014-2015
December 24
- Publication of the annual status concerning the appointment of the managerial personnel in the FSA in fiscal year 2014
- Revision of the FSA regulatory notice concerning the designation of related corporations of credit rating agencies (group designation concerning explanatory items of unregistered ratings)
- FSA publishes Weekly Review No.127
December 22
- Development of the FSA's facilitation scheme for the online administrative procedure
- Results of public comments on a revision to the regulatory notice designating transactions and lending/borrowing to be excluded from the transactions subject to the regulations on "Financial Instruments Obligation Assumption Business"
December 19
- Administrative action against Cashwell Asset Management K.K. (Kanto Local Finance Bureau)
- Updated list of qualified institutional investors engaging in a specially permitted business who are operating financial instruments business without proper registration (Kanto Local Finance Bureau)
- Summary of results of the survey on business sentiment of small and medium-size enterprises
December 18
December 17
- Publication of a list of specified limited partnerships for investment
- Publication of “Financial Measures in Response to the Report of the Subspecies of Highly Pathogenic Bird Flu” (Kyushu Local Finance Bureau)
- Administrative penalty charge against JALCO Holdings, Inc. for making false statements in securities reports
- Updated list of qualified institutional investors engaging in a specially permitted business who provided false information (Kanto Local Finance Bureau)
- Progress report of initiatives taken by market participants to reduce securities settlement risks
- Publication of draft regulatory notices on the leverage ratio for internationally active banks based on Basel III
- FSA publishes Weekly Review No.126
- Publication of the exposure draft of the “Corporate Governance Code”- For the sustainable growth of companies and the increase of medium - to long-term corporate value -
December 16
- Updated list of issuers of gift certificates in repayment procedures based on the "Payment Services Act
- Administrative action against NEXT TRUST Co., Ltd. (Kanto Local Finance Bureau)
- Submission of a biannual report on the measures for the resolution of failed financial institutions to the National Diet
- Publication of the agenda and handouts of the fifth meeting of the Working Group on Investment Management of the Financial System Council
December 15
- Warning against fraudulent offers by business operators who disguise themselves as officials of the FSA or the SESC
- Publication of the agenda and handouts of the first meeting of the Accounting Committee of the Business Accounting Council
December 12
- Updated list of issuers of gift certificates in repayment procedures based on the "Payment Services Act"
- Publication of the agenda and handouts of the eighth meeting of the Council of Experts Concerning the Corporate Governance Code
- The fifth meeting of the Working Group on Investment Management of the Financial System Council
December 11
- Publication of FSA Annual Report of the program year 2013 (in Japanese)
- Publication of FAQ regarding regulatory notices on the liquidity coverage ratio (LCR)
- Publication of the agenda and handouts of the seventh meeting of the Study Group on Payments and Transaction Banking of the Financial System Council
December 10
- Updated list of entities who are operating financial instruments business without proper registration (Kanto Local Finance Bureau)
- FSA publishes Weekly Review No.125
- Press Conference by the Minister for Financial Services (December 9, 2014) Japanese version
December 9
- Financial measures to deal with disasters caused by the heavy snow that started on December 5th (Tokushima Local Finance Office of Shikoku Local Finance Bureau)
- FSA publishes a partial English translation of the Comprehensive Guidelines for Supervision of Insurance Companies
December 8
December 5
- The eighth meeting of the Council of Experts Concerning the Corporate Governance Code Japanese version
- Overview of major banks' financial results as of September 30, 2014
- Overview of financial results of major insurance companies as of September 30, 2014
- Overview of regional banks’ financial results as of September 30, 2014
- Administrative penalty charge against an individual for market manipulation regarding the stocks of Ise Chemicals Corporation
- Administrative penalty charge against an individual for committing insider trading regarding the stocks of Chimney Co., Ltd.
- Administrative penalty charge against individuals for committing insider trading regarding the stocks of Tanaka Chemical Corporation.
December 4
December 3
December 2
December 1
- Warning against fraudulent offers to refund financial damage caused by bank transfer scams
- Publication of the agenda and handouts of the sixth meeting of the Study Group on Payments and Transaction Banking of the Financial System Council
- Publication of draft cabinet office ordinances and regulatory notices on disclosure of the liquidity coverage ratio
- Press Conference by the Minister for Financial Services (November 28, 2014) Japanese version
November 2014
November 28
- Results of public comments on the revisions to the technical standards of the input and output devices for EDINET documents pursuant to the Order for Enforcement of Financial Instruments and Exchange Act
- Updated list of issuers of gift certificates in repayment procedures based on the "Payment Services Act"
- Updated statistics of money lending business
- Update of the measures taken in response to the Great East Japan Earthquake
- Publication of the 137th issue of the FSA’s monthly journal, Access FSA
- Figures regarding suspended repayments following the Great East Japan Earthquake (as of August 31, 2014)
- Results of public comments on revisions to the “Comprehensive Guidelines for Supervision of Insurance Companies”
November 27
November 26
- The eighth meeting of the Study Group on Payments and Transaction Banking of the Financial System Council will be held on December 16, 2014
- The seventh meeting of the Study Group on Payments and Transaction Banking of the Financial System Council will be held on December 8, 2014
- Press Conference by the Minister for Financial Services (November 25, 2014) Japanese version
- FSA publishes Weekly Review No.123
November 25
- Requests to facilitate financing for small and medium-sized enterprises in the end-of-year season
- Publication of the agenda and handouts of the seventh meeting of the Council of Experts Concerning the Corporate Governance Code
- Press Conference by the Minister for Financial Services (November 21, 2014) Japanese version
November 23
November 21
- Publication of the developments of concerning associations’ undertakings for voluntary application of IFRS
- Results of public comments on the amendments to the "Order for Enforcement of the Insurance Business Act"
- Results of public comments on the amendments to the Order and Cabinet Office Ordinance for implementing the Financial Instruments and Exchange Act revised in 2014
- Publication of the agenda and handouts of the fourth meeting of the Working Group on Investment Management of the Financial System Council
November 20
- The 48th Meeting of the Financial Service ADR (Alternative Dispute Resolution) Liaison Group to be held on December 4, 2014
- Memorandum of Cooperation with the Financial Services Commission and the Financial Supervisory Service of South Korea
- Japan-South Korea Shuttle Meeting on Financial Issues
November 19
- Updated list of issuers of gift certificates in repayment procedures based on the "Payment Services Act"
- Purchase of the trust beneficial rights of two credit cooperatives, the Kushiro Shinkumi and Shigaken Shinkumi
- Results of public comments on amendments to the "Order for Enforcement of the Financial Instruments and Exchange Act" and the "Comprehensive Guidelines for Supervision of Financial Instruments Business Operators"
- Results of public comments on amendments to the Cabinet Office Ordinance regarding the central clearing obligation of over-the-counter (OTC) derivative transactions
- Press Conference by the Minister for Financial Services (November 18, 2014) Japanese version
- FSA publishes Weekly Review No.122
November 18
- Publication of the agenda and handouts of the fifth meeting of the Study Group on Payments and Transaction Banking of the Financial System Council
- Press Conference by the Minister for Financial Services (November 14, 2014) Japanese version
November 14
November 13
- Outline of the “Report on the measures for the resolution of failed financial institutions” delivered by the Minister of State for Financial Services, Taro Aso, in the Committee in Financial Affairs of the House of Councilors
- Updated list of issuers of gift certificates in repayment procedures based on the "Payment Services Act"
November 12
- Publication of the agenda and handouts of the sixth meeting of the Council of Experts Concerning the Corporate Governance Code
- Updated list of entities who are operating financial instruments business without proper registration (Kanto Local Finance Bureau)
- FSA publishes Weekly Review No.121
- Press Conference by the Minister for Financial Services (November 11, 2014) Japanese version
- The sixth meeting of the Council of Experts Concerning the Corporate Governance Code
November 11
November 10
- “Symposium to improve financial literacy (knowledge and judgment skills)” to be held in Kanazawa City, Ishikawa Prefecture, on November 20, 2014
- Publication of a draft cabinet order on arrangement of the FSA-related cabinet order associated with the enforcement of the "Act for partial revision of the Companies Act"
- Press Conference by the Minister for Financial Services (November 7, 2014) Japanese version
November 7
- Administrative penalty charge against an individual for committing insider trading of shares of Yume no Machi Souzou Iinkai Co., Ltd.
- Administrative penalty charge against an individual for manipulating JGB futures
- Administrative penalty charge against an individual for manipulating stocks of TASAKI & Co., Ltd.
- Updated list of issuers of gift certificates in repayment procedures based on the "Payment Services Act"
November 6
- Publication of the agenda and handouts of the third meeting of the Working Group on Investment Management of the Financial System Council
- Publication of the agenda and handouts of the fourth meeting of the Study Group on Payments and Transaction Banking of the Financial System Council
November 5
- FSA publishes Weekly Review No.120
- Press Conference by the Minister for Financial Services (November 4, 2014) Japanese version
- Press Conference by the Minister for Financial Services (October 31, 2014) Japanese version
November 4
Octorber 2014
October 31
- Updated statistics of money lending business
- Updated list of issuers of gift certificates in repayment procedures based on the "Payment Services Act"
- Facilitation scheme for the online government procedures
- Update on measures taken in response to the Great East Japan Earthquake (as of October 31, 2014)
- Activities of the Counseling Office for Financial Services Users in 2014-3Q
- Publication of the agenda and handouts of the fifth meeting of the Council of Experts Concerning the Corporate Governance Code
- Administrative penalty charge against Stats Investment Management Co., Ltd. for committing insider trading regarding the stocks of INPEX CORPORATION
- Administrative penalty charge against an individual for manipulating stocks of Kawaguchi Chemical Industry Co., Ltd.
- Publication of the figures regarding suspended repayment following the Great East Japan Earthquake (as of July 31, 2014)
- Information sharing of cases regarding unauthorized use of bank accounts
- Results of public comments on regulatory notices on the liquidity coverage ratio for internationally active banks based on Basel III
October 30
- “Symposium to improve financial literacy (knowledge and judgment skills)” to be held in Fukuoka
- Publication of a draft revision to the regulatory notice designating transactions and lending/borrowing to be excluded from the transactions subject to the regulations on "Financial Instruments Obligation Assumption Business"
October 29
- Administrative action against Kudan Audit Corporation
- The third meeting of the Working Group on Investment Management of the Financial System Council to be held on November 6, 2014
- Publication of the agenda and handouts of the third meeting of the Study Group on Payments and Transaction Banking of the Financial System Council
- FSA publishes Weekly Review No.119
- Press Conference by the Minister for Financial Services (October 28, 2014) Japanese version
October 28
- Publication of the agenda and handouts of the plenary meeting of the Business Accounting Council
- Keynote Speech by Mr. Masamichi Kono, Vice Minister for International Affairs, Financial Services Agency, at the 2014 World Federation of Exchanges (WFE) General Assembly & Annual Meeting (October 28, 2014)
October 27
- Publication of draft amendments to the "Cabinet Office Ordinance on Disclosure Required for Tender Offer for Share Certificates, etc. by Person Other than Issuer"
- Press Conference by the Minister for Financial Services (October 24, 2014) Japanese version
October 24
- Updated list of issuers of gift certificates in repayment procedures based on the "Payment Services Act"
- Administrative action against Real Capital Management Co., Ltd. (Kanto Local Finance Bureau)
- Updated list of qualified institutional investors who are operating financial instruments business without proper registration (Kanto Local Finance Bureau)
- Publication of the agenda and handouts of the second meeting of the Working Group on Investment Management of the Financial System Council
- First Issue of the AFPAC Newsletter
October 23
- The fifth meeting of the Council of Experts Concerning the Corporate Governance Code to be held
- Publication of handouts for the regional seminars updating the policies and the measures of the FSA
- Publication of statistics regarding unlawful reimbursement of deposits
- The fourth meeting of the Study Group on Payments and Transaction Banking of the Financial System Council to be held
- The fifth meeting of the Study Group on Payments and Transaction Banking of the Financial System Council to be held
- The sixth meeting of the Study Group on Payments and Transaction Banking of the Financial System Council to be held
- Results of public comments on revisions to the "Cabinet Office Ordinance on Disclosure of Corporate Affairs"
October 22
- Updated list of entities who are operating financial instruments business without proper registration (Kanto Local Finance Bureau)
- FSA publishes Weekly Review No.118
- Press Conference by the Minister for Financial Services (October 21, 2014) Japanese version
October 21
- Publication of the agenda and handouts of the second meeting of the Study Group on Payments and Transaction Banking of the Financial System Council
- The second meeting of the Working Group on Investment Management of the Financial System Council
October 20
- “Symposium to improve financial literacy (knowledge and judgment skills)” to be held in Sapporo
- Special regulatory measures on the System of Special Arrangements for Corporate Field Tests pursuant to the "Industrial Competitiveness Enhancement Act"
- Publication of the agenda and handouts of the fourth meeting of the Council of Experts Concerning the Corporate Governance Code
- Administrative penalty charge against an individual for market manipulation regarding the stocks of Hokushin Co. Ltd.
- Press Conference by the Minister for Financial Services (October 17, 2014) Japanese version
October 17
- Results of public comments on amendments to the Order and Ordinance for enforcement of the "Banking Act"
- Results of public comments on amendments to the comprehensive guidelines for supervision of major banks and of small and medium-sized or regional financial institutions
October 16
- The third meeting of the Study Group on Payments and Transaction Banking of the Financial System Council to be held
- The second meeting of the Study Group on Payments and Transaction Banking of the Financial System Council
October 15
- Updated list of issuers of gift certificates in repayment procedures based on the "Payment Services Act"
- FSA publishes Weekly Review No.117
- Press Conference by the Minister for Financial Services (October 14, 2014) Japanese version
October 14
- Warning against fraudulent offers to refund financial damage caused by bank transfer scams
- Financial measures to facilitate financing for small and medium-sized enterprises regarding the rising cost of raw materials and energy
- Publication of the revisions to the "Ordinance for the Enforcement of the Banking Act"
October 10
- Publication of the agenda and handouts of the first meeting of the Working Group on Investment Management of the Financial System Council
- The first meeting of the Working Group on Investment Management of the Financial System Council
- The fourth meeting of the Council of Experts Concerning the Corporate Governance Code
- Publication of revisions to the "Comprehensive Guidelines for Supervision of Credit Guarantee Corporations"
- Publication of draft revisions to the technical standards of the input and output devices for EDINET documents pursuant to the Order for Enforcement of Financial Instruments and Exchange Act
October 9
- Publication of the agenda and handouts of the first meeting of the Study Group on Payments and Transaction Banking of the Financial System Council
- Updated list of issuers of gift certificates in repayment procedures based on the "Payment Services Act"
- Publication of draft revisions to the "Comprehensive Guidelines for the Supervision of Insurance Companies"
October 8
- FSA publishes Weekly Review No.116
- Press Conference by the Minister for Financial Services (October 7, 2014) Japanese version
October 7
October 6
- Administrative penalty charge against Inspire Inc. for making false statements in securities reports
- Administrative penalty charge against an officer of Giken Kogyo Co., Ltd. for committing insider trading
- Press Conference by the Minister for Financial Services (October 3, 2014) Japanese version
October 3
October 2
October 1
- Updated list of issuers of gift certificates in repayment procedures based on the "Payment Services Act"
- Government of Japan launches "International Cyber Security Campaign"
- Publication of revision to FAQs of "Guidelines for Personal Guarantee Provided by Business Owners"
- Publication of the revisions to the "Ordinance for the Enforcement of the Banking Act"
- Press Conference by the Minister for Financial Services (September 30, 2014) Japanese version
September 2014
September 30
- Publication of the list of financial instruments business operators who notified the FSA pursuant to the cabinet office ordinance on regulation of over-the-counter transactions of derivatives
- Results of public comments on the amendments to the "Ordinance on Terminology, Forms, and Preparation Methods of Quarterly Financial Statements"
- Updated statistics of money lending business
- Warning against unauthorized solicitation to open bank accounts
- Update of the measures taken in response to the Great East Japan Earthquake
- Publication of the 135th issue of the FSA’s monthly journal, Access FSA
- Updated list of entities who are operating financial instruments business without proper registration (Kanto Local Finance Bureau)
- Publication of an overview of a report on implementation of post-merger integration plans for the Juroku Bank, Ltd.
- Publication of an overview of a report on implementation of post-merger integration plans for the Yamaguchi Bank, Ltd. and the Kitakyushu Bank, Ltd.
- Publication of the figures regarding suspended repayments following the Great East Japan Earthquake (as of June 30, 2014)
- Publication of draft amendments to the "Order for Enforcement of the Insurance Business Act"
- The third meeting of the Council of Experts Concerning the Corporate Governance Code Japanese version
September 29
- Granting of a life insurance business license to AXA Japan Holding Co., Ltd.
- Approval of the establishment of Tokyo TY Financial Group, Inc., a bank holding company
- Authorization of the business restructuring plan for the Tokyo Tomin Bank, Ltd. and the Yachiyo Bank, Ltd.
- Press Conference by the Minister for Financial Services (September 26, 2014) Japanese version
- Financial measures to deal with disasters caused by the eruption of Mt. Ontake (Nagano Local Finance Office of Kanto Local Finance Bureau)
September 26
- Warning against cold callings and phishing emails asking for personal information
- Publication of the agenda and handouts from the Joint meeting of the 33rd Financial System Council plenary and the 21st Sectional Committee on Financial System
- Publication of Highlights of the Financial Monitoring Policy for 2014-2015
- Summary of results of the survey on business sentiment of small and medium-size enterprises
- Authorization of the merger of Tokyo Marine & Nichido Life Insurance Co., Ltd. and Tokyo Marine & Nichido Financial Life Insurance Co., Ltd.
- Updated list of qualified institutional investors who are operating financial instruments business without proper registration (Kinki Local Finance Bureau)
- Symposium on the "Financial Activity of Households and SME Financing in the Regional Economy" to be held
- Updated list of entities who are soliciting securities without filing registration statements
September 25
- Publication of the statistical results of off-site monitoring of FSA’s inspection
- Publication of the FSA Policy Evaluation
September 24
September 22
September 19
- Publication of revisions to the public notice regarding the adjustment to the calculated amount of banks' equity capital
- Results of public comments on amendments to the "Cabinet Office Ordinance for Enforcement of the Shinkin Bank Act"
- Publication of a list of specified limited partnerships for investment
- Publication of the finalized EDINET Taxonomy - 2014(Amendment reflecting the revised "Act on Investment Trusts and Investment Corporations")
September 18
- Disciplinary action against a certified public accountant
- Disciplinary action against a certified public accountant
- Press Conference by the Minister for Financial Services (September 16, 2014) Japanese version
September 17
- Results of public comments on amendments to the "Comprehensive Guidelines for Supervision of Financial Instruments Business"
- Publication of a warning for investors to be cautious about investing with unauthorized overseas financial business operators.
- Updated list of entities who are operating financial instruments business without proper registration (Kanto Local Finance Bureau)
September 16
- Updated list of issuers of gift certificates in repayment procedures based on the "Payment Services Act"
- Results of public comments on the amendment to the "Comprehensive Guidelines for Supervision of Insurance Companies"
September 12
- Publication of amendments to the FSA Regulatory designating “The Designated IFRSs”
- Publication of revisions to the guidelines regarding regulation for risk retention in securitization transactions
- Publication of "Research on the Use of NISA Accounts"
- Updated list of entities who are operating financial instruments business without proper registration (Kinki and Tokai Local Finance Bureau)
- Date set for the second hearing of an administrative penalty case regarding the insider trading of shares of Nippon Sheet Glass Co., Ltd.
- FSA publishes an English translation of Key matters in examining Liquidity Risk Management at Large Complex Financial Groups Japanese version
September 11
September 10
- Publication of "Report on the Policy Measures for Supporting Household's Asset Formation"
- Press Conference by the Minister for Financial Services (September 9, 2014) Japanese version
- FSA publishes Weekly Review No.112
September 9
- Date set for the first hearing of administrative penalty cases regarding two persons for committing insider trading of shares of Tanaka Chemical Corporation
- Updated list of issuers of gift certificates in repayment procedures based on the "Payment Services Act"
- Joint workshop on banking supervision with the Indonesia FSA (OJK) Japanese version
- Press Conference by the Minister for Financial Services (September 5, 2014) Japanese version
September 8
- Stewardship Code : 160 institutional investors have signed up to the Principles for Responsible Institutional Investors
- FSA publishes a report on over-the-counter(OTC) derivatives as of end-June 2014
September 5
- Administrative action against FX Corporation (Kanto Local Finance Bureau)
- The FSA published an overview of a report on implementation of post-merger integration plans for Japan Exchange Group, Inc.
- Updated list of issuers of gift certificates in repayment procedures based on the "Payment Services Act"
- Publication of the agenda and handouts from the second meeting of the Council of Experts Concerning the Corporate Governance Code
- Press Conference by the Minister for Financial Services (September 3, 2014) Japanese version
September 3
- Updated list of entities who are operating financial instruments business without proper registration (Kanto Local Finance Bureau)
- FSA Weekly Review No.111
- Press Conference by the Minister for Financial Services (September 2, 2014) Japanese version
September 1
- Announcement of personnel changes (announced September 1 , 2014)
- Press Conference by the Minister for Financial Services (August 29, 2014) Japanese version
August 2014
August 29
- Publication of FY 2013 Performance Evaluation Report
- Publication of FSA's requests for the FY 2015 tax revisions
- Publication of the request for budget, organization and staff for FY 2015
- Publication of the expenditure budget request for FY 2015
- Announcement of personnel changes (announced August 29, 2014)
- Updated statistics of money lending business
- Revision to the FSA contingency plan for natural disasters
- Update of the measures taken in response to the Great East Japan Earthquake
- Administrative penalty charge against Japan Wind Development Co., Ltd. for making false statements in securities reports
- Administrative penalty charge against Juggernaut Capital Management Pte. Ltd. for market manipulation concerning the stocks of RISE Inc.
- Publication of statistics regarding over-the-counter (OTC) derivative transactions (as of June 30, 2014)
- Figures regarding suspended repayments following the Great East Japan Earthquake (as of May 31, 2014)
- Results of public comments on the amendment to relevant Orders to designate renewable energy generating facilities and right to operate public facilities as eligible investment assets of Investment Trusts and Investment Corporations
- Results of public comments on revisions to the "Order for Enforcement of the Money Lending Business Act"
August 28
- The second meeting of the Council of Experts Concerning the Corporate Governance Code
- Updated list of issuers of gift certificates in repayment procedures based on the "Payment Services Act"
- Schedule of the Campaign 2014 for the multiple-debt consultation
- The 134th issue of the FSA’s monthly journal, Access FSA, is on the website.
- The Exchange of Letters for Cooperation with the Office of Insurance Commission of Thailand Japanese version
- The Exchange of Letters for Cooperation with the Ministry of Finance, Thailand Japanese version
- Administrative Action against Kookmin Bank, Japan Branches Japanese version
August 27
- Authorization of the merger of Sompo Japan Insurance Inc. and Nipponkoa Insurance Co., Ltd.
- Updated list of qualified institutional investors who are operating financial instruments business without proper registration (Kanto Local Finance Bureau)
- Publication of a summary of the survey on financial institutions' preventive measures against unlawful reimbursement of deposits (as of March 31, 2014)
- Publication of statistics regarding unlawful reimbursement of deposits
- Results of public comments on amendments to the Guideline for the Disclosure of Corporate Affairs
- FSA Weekly Review No.110
August 25
- Application for observation of the second meeting of the Council of Experts on the Corporate Governance Code
- Special regulatory measures based on the System of Special Arrangements for Corporate Field Tests pursuant to the "Industrial Competitiveness Enhancement Act"
August 22
- Publication of draft revisions of the "Cabinet Office Ordinance on Disclosure of Corporate Affairs"
- Administrative penalty charge against an individual for manipulating stocks of FinTech Global Incorporated for market manipulation
- Administrative penalty charge against a counterparty to a contract with Nojima Corporation for insider trading
- Administrative penalty charge against an individual for manipulating stocks of Media Create Co., Ltd. for market manipulation
August 20
- Financial measures to deal with disasters caused by the heavy rain that started on August 19th (Chugoku Local Finance Bureau)
- Updated list of entities who are operating financial instruments business without proper registration (Kanto Local Finance Bureau)
- Results of public comments on revisions of the "Cabinet Office Ordinance on Disclosure of Corporate Affairs"
August 18
- Financial measures to deal with disasters caused by the heavy rain that started on August 15th (Kobe Local Finance Office of Kinki Local Finance Bureau)
- Financial measures to deal with disasters caused by the heavy rain that started on August 15th (Kyoto Local Finance Office of Kinki Local Finance Bureau)
- Press Conference by the Minister for Financial Services (August 15, 2014) Japanese version
August 15
- Campaign 2014 for the multiple-debt consultation
- Summary of results of the survey on region-based relationship banking by regional financial institutions
- Results of public comments on amendments to the "Order for Enforcement of the Insurance Business Act"
August 13
August 11
- Publication of draft amendments to the Order and Ordinance for enforcement of the "Banking Act"
- Publication of draft amendments to the comprehensive guidelines for supervision of major banks and of small and medium-sized or regional financial institutions
- Financial measures to deal with disasters caused by the heavy rain that accompanied Typhoon No. 11 (Tokushima Local Finance Office of Shikoku Local Finance Bureau)
- Financial measures to deal with disasters caused by the heavy rain that accompanied Typhoon No. 11 (Kochi Local Finance Office of Shikoku Local Finance Bureau)
- Updated list of issuers of gift certificates in repayment procedures based on the "Payment Services Act"
- Ad Hoc Press Conference by the Minister for Financial Services (August 7, 2014) Japanese version
August 8
- 2013 business year implementation report regarding the Norinchukin Bank and agricultural and fishery cooperatives' credit businesses strengthening scheme
- Publication of a draft amendment to the "Ordinance on Terminology, Forms and Preparation Methods of Quarterly Financial Statements"
- FSA publishes the status of Loans held by all banks as of end- March 2014, based on the Financial Reconstruction Act Japanese version
- An approval of the Business Strengthening Plans of The Fukuho Bank, Ltd. and Minami Nippon Bank, Ltd.
- Publication of the progress report of Business Strengthening Plans (as of March 2014)
- Administrative action against Consulting Alpha Inc. (Kanto Local Finance Bureau)
- Financial measures to deal with disasters caused by the heavy rain that accompanied Typhoon No. 12 (Kochi Local Finance Office of Shikoku Local Finance Bureau)
August 7
August 6
- Press Conference by the Minister for Financial Services (August 5, 2014) Japanese version
- The Council of Experts Concerning the Corporate Governance Code Japanese version
- FSA Weekly Review No.108
- Updated list of entities who are operating financial instruments business without proper registration (Kanto Local Finance Bureau)
- The 133rd issue of the FSA’s monthly journal, Access FSA is now on the website
August 4
August 1
- Results of public comments on the amendments of regulations on transactions of listed commodity derivatives
- Authorization of a personal information protection organization
- Updated list of issuers of gift certificates in repayment procedures based on the "Payment Services Act"
July 2014
July 31
- Publication of ‘Financial Monitoring Report’
- Number of cases of information provided regarding unauthorized use of bank accounts
- Publication of draft regulatory notices on the liquidity coverage ratio for internationally active banks based on Basel III
- Figures regarding suspended repayments following the Great East Japan Earthquake (as of April 30, 2014)
- Updated list of entities who are operating financial instruments business without proper registration (Kanto Local Finance Bureau)
- Update of the measures in response to the Great East Japan Earthquake
- Activities of the FSA's Counseling Office for Financial Services Users in 2014-2Q
- Updated statistics on money lending business
July 30
July 29
July 28
- Press Conference by the Minister for Financial Services (July 25, 2014) Japanese version
- Publication of a revision to the FSA Business Continuity Plan
July 24
July 23
- FSA Weekly Review No.106
- Updated list of qualified institutional investors engaging in a specially permitted business who provided false information (Kanto Local Finance Bureau)
July 22
- Press Conference by the Minister for Financial Services (July 18, 2014) Japanese version
- Administrative penalty charge against an individual for committing insider trading in connection with a TOB deal of Royal Electric Co., Ltd.
- Administrative penalty charge against an individual for committing insider trading in connection with a TOB deal of IMI Co., Ltd.
- Administrative penalty charge against an employee of a company that concluded a contract with the tender offeror of a TOB deal of IMI Co., Ltd. for committing insider trading
- Administrative penalty charge against Japan Asset Marketing Co., Ltd. for making false statements in securities reports
- Administrative penalty charge against Airex Inc. for making false statements in securities reports
July 18
- Date set for the first hearing of an administrative penalty case concerning a counterparty to a contract with Nojima Corporation
- Date set for the first hearing of an administrative penalty case concerning an individual who received information on IMPEX CORPORATION
July 17
July 16
- FSA Weekly Review No.105
- Press Conference by the Minister for Financial Services (July 15, 2014) Japanese version
July 15
July 14
- Results of public comments on amendments to the "Cabinet Office Ordinance on Financial Instruments Firms Association (JSDA* et al.)"
- Press Conference by the Minister for Financial Services (July 11, 2014) Japanese version
July 10
July 9
July 8
July 3
July 2
- FSA publishes a partial English translation of the Comprehensive Guidelines for Supervision of Major Banks, etc. Japanese version
- Press Conference by the Minister for Financial Services (July 1, 2014) Japanese version
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